AVAX TECHNOLOGIES INC 3
Accession 0001012975-07-000242
Filed
Apr 22, 8:00 PM ET
Accepted
Apr 23, 4:12 PM ET
Size
16.1 KB
Accession
0001012975-07-000242
Insider Transaction Report
- 12,387,000(indirect: See footnote (2))
Common Stock, par value $0.004 per share
- (indirect: See footnote (1))
Warrants for Common Stock, par value $0.004 per share
Exercise: $0.15From: 2007-04-13Exp: 2012-04-13→ Common Stock, par value $0.004 per share (12,800,000 underlying) - 14,666,667(indirect: See footnote (1))
Common Stock, par value $0.004 per share
- (indirect: See footnote (1))
Warrants for Common Stock, par value $0.004 per share
Exercise: $0.15From: 2007-04-13Exp: 2012-04-13→ Common Stock, par value $0.004 per share (12,800,000 underlying) - 14,666,667(indirect: See footnote (1))
Common Stock, par value $0.004 per share
- 12,387,000(indirect: See footnote (2))
Common Stock, par value $0.004 per share
- 14,666,667(indirect: See footnote (1))
Common Stock, par value $0.004 per share
- 12,387,000(indirect: See footnote (2))
Common Stock, par value $0.004 per share
- (indirect: See footnote (1))
Warrants for Common Stock, par value $0.004 per share
Exercise: $0.15From: 2007-04-13Exp: 2012-04-13→ Common Stock, par value $0.004 per share (12,800,000 underlying)
- 14,666,667(indirect: See footnote (1))
Common Stock, par value $0.004 per share
- 12,387,000(indirect: See footnote (2))
Common Stock, par value $0.004 per share
- (indirect: See footnote (1))
Warrants for Common Stock, par value $0.004 per share
Exercise: $0.15From: 2007-04-13Exp: 2012-04-13→ Common Stock, par value $0.004 per share (12,800,000 underlying)
- 14,666,667(indirect: See footnote (1))
Common Stock, par value $0.004 per share
- (indirect: See footnote (1))
Warrants for Common Stock, par value $0.004 per share
Exercise: $0.15From: 2007-04-13Exp: 2012-04-13→ Common Stock, par value $0.004 per share (12,800,000 underlying) - 12,387,000(indirect: See footnote (2))
Common Stock, par value $0.004 per share
- 14,666,667(indirect: See footnote (1))
Common Stock, par value $0.004 per share
- 12,387,000(indirect: See footnote (2))
Common Stock, par value $0.004 per share
- (indirect: See footnote (1))
Warrants for Common Stock, par value $0.004 per share
Exercise: $0.15From: 2007-04-13Exp: 2012-04-13→ Common Stock, par value $0.004 per share (12,800,000 underlying)
Footnotes (3)
- [F1]These securities are held directly by Firebird Global Master Fund, Ltd. ("Global Fund"). FGS Advisors, LLC ("FGS") acts as investment advisor to Global Fund, and shares voting and investment control with respect to these securities with Global Fund. James Passin and Harvey Sawikin are the control persons of FGS, control the voting and investment decisions of FGS and may be deemed to share voting and investment control with respect to these securities. FGS, Mr. Passin and Mr. Sawikin each disclaim beneficial ownership of all shares except to the extent of any pecuniary interest therein and this filing should not be deemed an admission of beneficial ownership for Section 16 purposes or any other purpose.
- [F2]These securities are held directly by Firebird Global Master Fund II, Ltd. ("Global Fund II"). FG2 Advisors, LLC ("FG2") acts as investment advisor to Global Fund II, and shares voting and investment control with respect to these securities with Global Fund II. James Passin and Harvey Sawikin are the control persons of FG2, control the voting and investment decisions of FG2 and may be deemed to share voting and investment control with respect to these securities. FG2, Mr. Passin and Mr. Sawikin each disclaim beneficial ownership of all shares except to the extent of any pecuniary interest therein and this filing should not be deemed an admission of beneficial ownership for Section 16 purposes or any other purpose.
- [F3]The exercise price of these securities is subject to adjustment to prevent dilution in the event that the Issuer takes certain corporate actions, including the issuance of additional shares.
Documents
Issuer
AVAX TECHNOLOGIES INC
CIK 0001015441
Related Parties
1- filerCIK 0001015441
Filing Metadata
- Form type
- 3
- Filed
- Apr 22, 8:00 PM ET
- Accepted
- Apr 23, 4:12 PM ET
- Size
- 16.1 KB