Home/Filings/4/0001012975-07-000255
4//SEC Filing

NeurogesX Inc 4

Accession 0001012975-07-000255

CIK 0001385830operating

Filed

May 8, 8:00 PM ET

Accepted

May 9, 3:33 PM ET

Size

48.0 KB

Accession

0001012975-07-000255

Insider Transaction Report

Form 4
Period: 2007-05-07
Transactions
  • Conversion

    Series A Convertible Preferred Stock

    2007-05-0727,3120 total
    Common Stock (1,820 underlying)
  • Conversion

    Common Stock

    2007-05-07+11,00411,004 total
  • Conversion

    Series C Convertible Preferred Stock

    2007-05-072,339,9150 total
    Common Stock (155,994 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2007-05-0756,9000 total
    Common Stock (3,793 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2007-05-074,772,6680 total
    Common Stock (318,177 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2007-05-0730,3470 total
    Common Stock (2,023 underlying)
  • Conversion

    Series C2 Convertible Preferred Stock

    2007-05-077,497,5520 total
    Common Stock (499,839 underlying)
  • Conversion

    Series C2 Convertible Preferred Stock

    2007-05-071,876,9920 total
    Common Stock (125,132 underlying)
  • Conversion

    Common Stock

    2007-05-07+1,834,4212,061,421 total
  • Conversion

    Series C2 Convertible Preferred Stock

    2007-05-0750,5200 total
    Common Stock (3,368 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2007-05-072,666,6670 total
    Common Stock (177,777 underlying)
  • Conversion

    Common Stock

    2007-05-07+458,903458,903 total
  • Conversion

    Series C Convertible Preferred Stock

    2007-05-079,943,1000 total
    Common Stock (662,873 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2007-05-075,302,9860 total
    Common Stock (353,532 underlying)
Transactions
  • Conversion

    Series B Convertible Preferred Stock

    2007-05-0730,3470 total
    Common Stock (2,023 underlying)
  • Conversion

    Common Stock

    2007-05-07+458,903458,903 total
  • Conversion

    Series C Convertible Preferred Stock

    2007-05-072,339,9150 total
    Common Stock (155,994 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2007-05-0756,9000 total
    Common Stock (3,793 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2007-05-0727,3120 total
    Common Stock (1,820 underlying)
  • Conversion

    Common Stock

    2007-05-07+11,00411,004 total
  • Conversion

    Series C Convertible Preferred Stock

    2007-05-079,943,1000 total
    Common Stock (662,873 underlying)
  • Conversion

    Series C2 Convertible Preferred Stock

    2007-05-071,876,9920 total
    Common Stock (125,132 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2007-05-072,666,6670 total
    Common Stock (177,777 underlying)
  • Conversion

    Common Stock

    2007-05-07+1,834,4212,061,421 total
  • Conversion

    Series B Convertible Preferred Stock

    2007-05-075,302,9860 total
    Common Stock (353,532 underlying)
  • Conversion

    Series C2 Convertible Preferred Stock

    2007-05-077,497,5520 total
    Common Stock (499,839 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2007-05-074,772,6680 total
    Common Stock (318,177 underlying)
  • Conversion

    Series C2 Convertible Preferred Stock

    2007-05-0750,5200 total
    Common Stock (3,368 underlying)
Transactions
  • Conversion

    Series C Convertible Preferred Stock

    2007-05-079,943,1000 total
    Common Stock (662,873 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2007-05-0727,3120 total
    Common Stock (1,820 underlying)
  • Conversion

    Common Stock

    2007-05-07+458,903458,903 total
  • Conversion

    Series C Convertible Preferred Stock

    2007-05-0756,9000 total
    Common Stock (3,793 underlying)
  • Conversion

    Common Stock

    2007-05-07+1,834,4212,061,421 total
  • Conversion

    Series C2 Convertible Preferred Stock

    2007-05-0750,5200 total
    Common Stock (3,368 underlying)
  • Conversion

    Common Stock

    2007-05-07+11,00411,004 total
  • Conversion

    Series B Convertible Preferred Stock

    2007-05-0730,3470 total
    Common Stock (2,023 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2007-05-072,339,9150 total
    Common Stock (155,994 underlying)
  • Conversion

    Series C2 Convertible Preferred Stock

    2007-05-077,497,5520 total
    Common Stock (499,839 underlying)
  • Conversion

    Series C2 Convertible Preferred Stock

    2007-05-071,876,9920 total
    Common Stock (125,132 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2007-05-075,302,9860 total
    Common Stock (353,532 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2007-05-074,772,6680 total
    Common Stock (318,177 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2007-05-072,666,6670 total
    Common Stock (177,777 underlying)
Transactions
  • Conversion

    Series C2 Convertible Preferred Stock

    2007-05-0750,5200 total
    Common Stock (3,368 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2007-05-074,772,6680 total
    Common Stock (318,177 underlying)
  • Conversion

    Common Stock

    2007-05-07+11,00411,004 total
  • Conversion

    Series B Convertible Preferred Stock

    2007-05-075,302,9860 total
    Common Stock (353,532 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2007-05-0727,3120 total
    Common Stock (1,820 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2007-05-079,943,1000 total
    Common Stock (662,873 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2007-05-072,339,9150 total
    Common Stock (155,994 underlying)
  • Conversion

    Common Stock

    2007-05-07+458,903458,903 total
  • Conversion

    Series C Convertible Preferred Stock

    2007-05-0756,9000 total
    Common Stock (3,793 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2007-05-0730,3470 total
    Common Stock (2,023 underlying)
  • Conversion

    Series C2 Convertible Preferred Stock

    2007-05-071,876,9920 total
    Common Stock (125,132 underlying)
  • Conversion

    Common Stock

    2007-05-07+1,834,4212,061,421 total
  • Conversion

    Series B Convertible Preferred Stock

    2007-05-072,666,6670 total
    Common Stock (177,777 underlying)
  • Conversion

    Series C2 Convertible Preferred Stock

    2007-05-077,497,5520 total
    Common Stock (499,839 underlying)
Transactions
  • Conversion

    Series C Convertible Preferred Stock

    2007-05-072,339,9150 total
    Common Stock (155,994 underlying)
  • Conversion

    Common Stock

    2007-05-07+1,834,4212,061,421 total
  • Conversion

    Series A Convertible Preferred Stock

    2007-05-0727,3120 total
    Common Stock (1,820 underlying)
  • Conversion

    Common Stock

    2007-05-07+458,903458,903 total
  • Conversion

    Series B Convertible Preferred Stock

    2007-05-075,302,9860 total
    Common Stock (353,532 underlying)
  • Conversion

    Series C2 Convertible Preferred Stock

    2007-05-0750,5200 total
    Common Stock (3,368 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2007-05-072,666,6670 total
    Common Stock (177,777 underlying)
  • Conversion

    Series C2 Convertible Preferred Stock

    2007-05-071,876,9920 total
    Common Stock (125,132 underlying)
  • Conversion

    Common Stock

    2007-05-07+11,00411,004 total
  • Conversion

    Series C Convertible Preferred Stock

    2007-05-0756,9000 total
    Common Stock (3,793 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2007-05-0730,3470 total
    Common Stock (2,023 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2007-05-074,772,6680 total
    Common Stock (318,177 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2007-05-079,943,1000 total
    Common Stock (662,873 underlying)
  • Conversion

    Series C2 Convertible Preferred Stock

    2007-05-077,497,5520 total
    Common Stock (499,839 underlying)
Transactions
  • Conversion

    Common Stock

    2007-05-07+458,903458,903 total
  • Conversion

    Series A Convertible Preferred Stock

    2007-05-074,772,6680 total
    Common Stock (318,177 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2007-05-072,666,6670 total
    Common Stock (177,777 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2007-05-072,339,9150 total
    Common Stock (155,994 underlying)
  • Conversion

    Series C2 Convertible Preferred Stock

    2007-05-071,876,9920 total
    Common Stock (125,132 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2007-05-0730,3470 total
    Common Stock (2,023 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2007-05-0756,9000 total
    Common Stock (3,793 underlying)
  • Conversion

    Series C2 Convertible Preferred Stock

    2007-05-0750,5200 total
    Common Stock (3,368 underlying)
  • Conversion

    Common Stock

    2007-05-07+11,00411,004 total
  • Conversion

    Series B Convertible Preferred Stock

    2007-05-075,302,9860 total
    Common Stock (353,532 underlying)
  • Conversion

    Series C2 Convertible Preferred Stock

    2007-05-077,497,5520 total
    Common Stock (499,839 underlying)
  • Conversion

    Common Stock

    2007-05-07+1,834,4212,061,421 total
  • Conversion

    Series A Convertible Preferred Stock

    2007-05-0727,3120 total
    Common Stock (1,820 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2007-05-079,943,1000 total
    Common Stock (662,873 underlying)
Transactions
  • Conversion

    Common Stock

    2007-05-07+11,00411,004 total
  • Conversion

    Series C2 Convertible Preferred Stock

    2007-05-0750,5200 total
    Common Stock (3,368 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2007-05-075,302,9860 total
    Common Stock (353,532 underlying)
  • Conversion

    Common Stock

    2007-05-07+1,834,4212,061,421 total
  • Conversion

    Series A Convertible Preferred Stock

    2007-05-074,772,6680 total
    Common Stock (318,177 underlying)
  • Conversion

    Series C2 Convertible Preferred Stock

    2007-05-077,497,5520 total
    Common Stock (499,839 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2007-05-0730,3470 total
    Common Stock (2,023 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2007-05-072,666,6670 total
    Common Stock (177,777 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2007-05-072,339,9150 total
    Common Stock (155,994 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2007-05-0727,3120 total
    Common Stock (1,820 underlying)
  • Conversion

    Common Stock

    2007-05-07+458,903458,903 total
  • Conversion

    Series C Convertible Preferred Stock

    2007-05-079,943,1000 total
    Common Stock (662,873 underlying)
  • Conversion

    Series C2 Convertible Preferred Stock

    2007-05-071,876,9920 total
    Common Stock (125,132 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2007-05-0756,9000 total
    Common Stock (3,793 underlying)
BYBEE CLINTON
10% Owner
Transactions
  • Conversion

    Series B Convertible Preferred Stock

    2007-05-072,666,6670 total
    Common Stock (177,777 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2007-05-0727,3120 total
    Common Stock (1,820 underlying)
  • Conversion

    Common Stock

    2007-05-07+458,903458,903 total
  • Conversion

    Series C2 Convertible Preferred Stock

    2007-05-077,497,5520 total
    Common Stock (499,839 underlying)
  • Conversion

    Common Stock

    2007-05-07+11,00411,004 total
  • Conversion

    Series C2 Convertible Preferred Stock

    2007-05-071,876,9920 total
    Common Stock (125,132 underlying)
  • Conversion

    Common Stock

    2007-05-07+1,834,4212,061,421 total
  • Conversion

    Series B Convertible Preferred Stock

    2007-05-075,302,9860 total
    Common Stock (353,532 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2007-05-079,943,1000 total
    Common Stock (662,873 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2007-05-072,339,9150 total
    Common Stock (155,994 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2007-05-074,772,6680 total
    Common Stock (318,177 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2007-05-0730,3470 total
    Common Stock (2,023 underlying)
  • Conversion

    Series C2 Convertible Preferred Stock

    2007-05-0750,5200 total
    Common Stock (3,368 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2007-05-0756,9000 total
    Common Stock (3,793 underlying)
Footnotes (13)
  • [F1]The number of shares of Common Stock reported in column 4 reflects a 1-for-15 reverse stock split of NeurogesX, Inc. ("NeurogesX") Common Stock, effective upon the closing of the initial public offering of NeurogesX and at which time each share of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock, Series C Convertible Preferred Stock and Series C2 Convertible Preferred Stock converted into one-fifteenth of a share of common stock.
  • [F10]These securities are preferred stock and did not have an expiration date. These securities automatically converted into shares of NeurogesX Common Stock upon the May 7, 2007 closing of NeurogesX's initial public offering.
  • [F11]Upon the closing of the initial public offering of NeurogesX, each share of Series B Convertible Preferred Stock automatically converted into one-fifteenth of a share Common Stock for no consideration.
  • [F12]Upon the closing of the initial public offering of NeurogesX, each share of Series C Convertible Preferred Stock automatically converted into one-fifteenth of a share Common Stock for no consideration.
  • [F13]Upon the closing of the initial public offering of NeurogesX, each share of Series C2 Convertible Preferred Stock automatically converted into one-fifteenth of a share Common Stock for no consideration.
  • [F2]Securities held of record by ARCH Venture Fund V, L.P. ("ARCH V"). ARCH Venture Partners V, L.P. (the "GPLP"), as the sole general partner of ARCH V, may be deemed to beneficially own certain of the shares held of record by ARCH V. The GPLP disclaims beneficial ownership of all shares held of record by ARCH V in which the GPLP does not have an actual pecuniary interest. ARCH Venture Partners V, LLC (the "GPLLC"), as the sole general partner of the GPLP, may be deemed to beneficially own certain of the shares held of record by ARCH V. The GPLLC disclaims beneficial ownership of all shares held of record by ARCH V in which it does not have an actual pecuniary interest.
  • [F3]Each of Messrs. Crandell, Bybee and Lazarus, as individual Managing Directors of the GPLLC, may be deemed to beneficially own certain of the shares held of record by ARCH V. Each of Messrs. Crandell, Bybee and Lazarus disclaims beneficial ownership of all shares held of record by ARCH V in which he does not have an actual pecuniary interest.
  • [F4]Securities held of record by ARCH V Entrepreneurs Fund, L.P. ("Entrepreneurs"). The GPLP, as the sole general partner of Entrepreneurs, may be deemed to beneficially own certain of the shares held of record by Entrepreneurs. The GPLP disclaims beneficial ownership of all shares held of record by Entrepreneurs in which the GPLP does not have an actual pecuniary interest. The GPLLC, as the sole general partner of the GPLP, may be deemed to beneficially own certain of the shares held of record by Entrepreneurs. The GPLLC disclaims beneficial ownership of all shares held of record by Entrepreneurs in which it does not have an actual pecuniary interest.
  • [F5]Each of Messrs. Crandell, Bybee and Lazarus, as individual Managing Directors of the GPLLC, may be deemed to beneficially own certain of the shares held of record by Entrepreneurs. Each of Messrs. Crandell, Bybee and Lazarus disclaims beneficial ownership of all shares held of record by Entrepreneurs in which he does not have an actual pecuniary interest.
  • [F6]Securities held of record by Healthcare Focus Fund, L.P. ("Healthcare"). The GPLP, as the sole general partner of Healthcare, may be deemed to beneficially own certain of the shares held of record by Healthcare. The GPLP disclaims beneficial ownership of all shares held of record by Healthcare in which the GPLP does not have an actual pecuniary interest. The GPLLC, as the sole general partner of the GPLP, may be deemed to beneficially own certain of the shares held of record by Healthcare. The GPLLC disclaims beneficial ownership of all shares held of record by Healthcare in which it does not have an actual pecuniary interest.
  • [F7]Each of Messrs. Crandell, Bybee and Lazarus, as individual Managing Directors of the GPLLC, may be deemed to beneficially own certain of the shares held of record by Healthcare. Each of Messrs. Crandell, Bybee and Lazarus disclaims beneficial ownership of all shares held of record by Healthcare in which he does not have an actual pecuniary interest.
  • [F8]Upon the closing of the initial public offering of NuerogesX, each share of Series A Convertible Preferred Stock automatically converted into one-fifteenth of a share Common Stock for no consideration.
  • [F9]These securities were convertible at any time into Common Stock of NeurogesX.

Issuer

NeurogesX Inc

CIK 0001385830

Entity typeoperating
IncorporatedCA

Related Parties

1
  • filerCIK 0001385830

Filing Metadata

Form type
4
Filed
May 8, 8:00 PM ET
Accepted
May 9, 3:33 PM ET
Size
48.0 KB