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4//SEC Filing

Versartis, Inc. 4

Accession 0001012975-14-000212

CIK 0001513818operating
View on SEC.govCompany Profile

Filed

Mar 27, 8:00 PM ET

Accepted

Mar 28, 7:30 PM ET

Size

42.9 KB

Accession

0001012975-14-000212

Insider Transaction Report

Form 4
Period: 2014-03-27
Versartis, Inc.VSAR
New Leaf Ventures II, L.P.
10% Owner
Transactions
  • Conversion

    Common Stock

    2014-03-27+733,880→ 2,554,964 total
  • Conversion

    Common Stock

    2014-03-27+117,342→ 2,937,525 total
  • Conversion

    Common Stock

    2014-03-27+66,049→ 3,311,930 total
  • Conversion

    Series B Convertible Preferred Stock

    2014-03-27−20,942,466→ 0 total
    Exercise: $0.00→ Common Stock (1,821,084 underlying)
  • Conversion

    Series D1 Convertible Preferred Stock

    2014-03-27−3,050,019→ 0 total
    Exercise: $0.00→ Common Stock (265,219 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2014-03-27−759,565→ 0 total
    Exercise: $0.00→ Common Stock (66,049 underlying)
  • Conversion

    Common Stock

    2014-03-27+265,219→ 2,820,183 total
  • Exercise of In-Money

    Warrant

    2014-03-27−759,565→ 0 total
    Exercise: $0.45→ Series B Convertible Preferred Stock (759,565 underlying)
  • Conversion

    Common Stock

    2014-03-27+1,821,084→ 1,821,084 total
  • Conversion

    Common Stock

    2014-03-27+308,356→ 3,245,881 total
  • Purchase

    Common Stock

    2014-03-27$21.02/sh+60,000$1,261,200→ 3,371,930 total
  • Conversion

    Series C Convertible Preferred Stock

    2014-03-27−8,439,620→ 0 total
    Exercise: $0.00→ Common Stock (733,880 underlying)
  • Conversion

    Series D2 Convertible Preferred Stock

    2014-03-27−1,349,433→ 0 total
    Exercise: $0.00→ Common Stock (117,342 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2014-03-27−3,546,094→ 0 total
    Exercise: $0.00→ Common Stock (308,356 underlying)
New Leaf Venture Associates II, L.P.
10% Owner
Transactions
  • Conversion

    Common Stock

    2014-03-27+1,821,084→ 1,821,084 total
  • Conversion

    Common Stock

    2014-03-27+733,880→ 2,554,964 total
  • Conversion

    Series B Convertible Preferred Stock

    2014-03-27−20,942,466→ 0 total
    Exercise: $0.00→ Common Stock (1,821,084 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2014-03-27−8,439,620→ 0 total
    Exercise: $0.00→ Common Stock (733,880 underlying)
  • Conversion

    Series D1 Convertible Preferred Stock

    2014-03-27−3,050,019→ 0 total
    Exercise: $0.00→ Common Stock (265,219 underlying)
  • Exercise of In-Money

    Warrant

    2014-03-27−759,565→ 0 total
    Exercise: $0.45→ Series B Convertible Preferred Stock (759,565 underlying)
  • Conversion

    Series D2 Convertible Preferred Stock

    2014-03-27−1,349,433→ 0 total
    Exercise: $0.00→ Common Stock (117,342 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2014-03-27−3,546,094→ 0 total
    Exercise: $0.00→ Common Stock (308,356 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2014-03-27−759,565→ 0 total
    Exercise: $0.00→ Common Stock (66,049 underlying)
  • Conversion

    Common Stock

    2014-03-27+265,219→ 2,820,183 total
  • Conversion

    Common Stock

    2014-03-27+117,342→ 2,937,525 total
  • Conversion

    Common Stock

    2014-03-27+308,356→ 3,245,881 total
  • Conversion

    Common Stock

    2014-03-27+66,049→ 3,311,930 total
  • Purchase

    Common Stock

    2014-03-27$21.02/sh+60,000$1,261,200→ 3,371,930 total
NIEDEL JAMES
10% Owner
Transactions
  • Conversion

    Common Stock

    2014-03-27+66,049→ 3,311,930 total
  • Conversion

    Series B Convertible Preferred Stock

    2014-03-27−20,942,466→ 0 total
    Exercise: $0.00→ Common Stock (1,821,084 underlying)
  • Conversion

    Series D2 Convertible Preferred Stock

    2014-03-27−1,349,433→ 0 total
    Exercise: $0.00→ Common Stock (117,342 underlying)
  • Exercise of In-Money

    Warrant

    2014-03-27−759,565→ 0 total
    Exercise: $0.45→ Series B Convertible Preferred Stock (759,565 underlying)
  • Purchase

    Common Stock

    2014-03-27$21.02/sh+60,000$1,261,200→ 3,371,930 total
  • Conversion

    Series C Convertible Preferred Stock

    2014-03-27−8,439,620→ 0 total
    Exercise: $0.00→ Common Stock (733,880 underlying)
  • Conversion

    Common Stock

    2014-03-27+1,821,084→ 1,821,084 total
  • Conversion

    Common Stock

    2014-03-27+265,219→ 2,820,183 total
  • Conversion

    Common Stock

    2014-03-27+733,880→ 2,554,964 total
  • Conversion

    Common Stock

    2014-03-27+117,342→ 2,937,525 total
  • Conversion

    Common Stock

    2014-03-27+308,356→ 3,245,881 total
  • Conversion

    Series D1 Convertible Preferred Stock

    2014-03-27−3,050,019→ 0 total
    Exercise: $0.00→ Common Stock (265,219 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2014-03-27−3,546,094→ 0 total
    Exercise: $0.00→ Common Stock (308,356 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2014-03-27−759,565→ 0 total
    Exercise: $0.00→ Common Stock (66,049 underlying)
HUNT RONALD
10% Owner
Transactions
  • Conversion

    Common Stock

    2014-03-27+1,821,084→ 1,821,084 total
  • Conversion

    Common Stock

    2014-03-27+308,356→ 3,245,881 total
  • Conversion

    Series B Convertible Preferred Stock

    2014-03-27−20,942,466→ 0 total
    Exercise: $0.00→ Common Stock (1,821,084 underlying)
  • Exercise of In-Money

    Warrant

    2014-03-27−759,565→ 0 total
    Exercise: $0.45→ Series B Convertible Preferred Stock (759,565 underlying)
  • Conversion

    Common Stock

    2014-03-27+66,049→ 3,311,930 total
  • Conversion

    Common Stock

    2014-03-27+733,880→ 2,554,964 total
  • Conversion

    Common Stock

    2014-03-27+265,219→ 2,820,183 total
  • Conversion

    Common Stock

    2014-03-27+117,342→ 2,937,525 total
  • Purchase

    Common Stock

    2014-03-27$21.02/sh+60,000$1,261,200→ 3,371,930 total
  • Conversion

    Series C Convertible Preferred Stock

    2014-03-27−8,439,620→ 0 total
    Exercise: $0.00→ Common Stock (733,880 underlying)
  • Conversion

    Series D1 Convertible Preferred Stock

    2014-03-27−3,050,019→ 0 total
    Exercise: $0.00→ Common Stock (265,219 underlying)
  • Conversion

    Series D2 Convertible Preferred Stock

    2014-03-27−1,349,433→ 0 total
    Exercise: $0.00→ Common Stock (117,342 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2014-03-27−3,546,094→ 0 total
    Exercise: $0.00→ Common Stock (308,356 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2014-03-27−759,565→ 0 total
    Exercise: $0.00→ Common Stock (66,049 underlying)
CHAMBON PHILIPPE
10% Owner
Transactions
  • Conversion

    Common Stock

    2014-03-27+1,821,084→ 1,821,084 total
  • Conversion

    Common Stock

    2014-03-27+265,219→ 2,820,183 total
  • Conversion

    Common Stock

    2014-03-27+308,356→ 3,245,881 total
  • Purchase

    Common Stock

    2014-03-27$21.02/sh+60,000$1,261,200→ 3,371,930 total
  • Conversion

    Series B Convertible Preferred Stock

    2014-03-27−20,942,466→ 0 total
    Exercise: $0.00→ Common Stock (1,821,084 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2014-03-27−8,439,620→ 0 total
    Exercise: $0.00→ Common Stock (733,880 underlying)
  • Conversion

    Common Stock

    2014-03-27+733,880→ 2,554,964 total
  • Conversion

    Common Stock

    2014-03-27+117,342→ 2,937,525 total
  • Conversion

    Common Stock

    2014-03-27+66,049→ 3,311,930 total
  • Conversion

    Series D1 Convertible Preferred Stock

    2014-03-27−3,050,019→ 0 total
    Exercise: $0.00→ Common Stock (265,219 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2014-03-27−3,546,094→ 0 total
    Exercise: $0.00→ Common Stock (308,356 underlying)
  • Conversion

    Series D2 Convertible Preferred Stock

    2014-03-27−1,349,433→ 0 total
    Exercise: $0.00→ Common Stock (117,342 underlying)
  • Exercise of In-Money

    Warrant

    2014-03-27−759,565→ 0 total
    Exercise: $0.45→ Series B Convertible Preferred Stock (759,565 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2014-03-27−759,565→ 0 total
    Exercise: $0.00→ Common Stock (66,049 underlying)
Lathi Vijay K
10% Owner
Transactions
  • Conversion

    Common Stock

    2014-03-27+117,342→ 2,937,525 total
  • Conversion

    Common Stock

    2014-03-27+308,356→ 3,245,881 total
  • Conversion

    Common Stock

    2014-03-27+66,049→ 3,311,930 total
  • Conversion

    Series B Convertible Preferred Stock

    2014-03-27−20,942,466→ 0 total
    Exercise: $0.00→ Common Stock (1,821,084 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2014-03-27−8,439,620→ 0 total
    Exercise: $0.00→ Common Stock (733,880 underlying)
  • Conversion

    Series D1 Convertible Preferred Stock

    2014-03-27−3,050,019→ 0 total
    Exercise: $0.00→ Common Stock (265,219 underlying)
  • Conversion

    Series D2 Convertible Preferred Stock

    2014-03-27−1,349,433→ 0 total
    Exercise: $0.00→ Common Stock (117,342 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2014-03-27−3,546,094→ 0 total
    Exercise: $0.00→ Common Stock (308,356 underlying)
  • Exercise of In-Money

    Warrant

    2014-03-27−759,565→ 0 total
    Exercise: $0.45→ Series B Convertible Preferred Stock (759,565 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2014-03-27−759,565→ 0 total
    Exercise: $0.00→ Common Stock (66,049 underlying)
  • Conversion

    Common Stock

    2014-03-27+1,821,084→ 1,821,084 total
  • Conversion

    Common Stock

    2014-03-27+733,880→ 2,554,964 total
  • Conversion

    Common Stock

    2014-03-27+265,219→ 2,820,183 total
  • Purchase

    Common Stock

    2014-03-27$21.02/sh+60,000$1,261,200→ 3,371,930 total
Delagardelle Jeani
10% Owner
Transactions
  • Conversion

    Common Stock

    2014-03-27+1,821,084→ 1,821,084 total
  • Conversion

    Common Stock

    2014-03-27+733,880→ 2,554,964 total
  • Conversion

    Common Stock

    2014-03-27+265,219→ 2,820,183 total
  • Conversion

    Common Stock

    2014-03-27+117,342→ 2,937,525 total
  • Conversion

    Common Stock

    2014-03-27+66,049→ 3,311,930 total
  • Conversion

    Series C Convertible Preferred Stock

    2014-03-27−8,439,620→ 0 total
    Exercise: $0.00→ Common Stock (733,880 underlying)
  • Conversion

    Series D2 Convertible Preferred Stock

    2014-03-27−1,349,433→ 0 total
    Exercise: $0.00→ Common Stock (117,342 underlying)
  • Exercise of In-Money

    Warrant

    2014-03-27−759,565→ 0 total
    Exercise: $0.45→ Series B Convertible Preferred Stock (759,565 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2014-03-27−759,565→ 0 total
    Exercise: $0.00→ Common Stock (66,049 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2014-03-27−20,942,466→ 0 total
    Exercise: $0.00→ Common Stock (1,821,084 underlying)
  • Conversion

    Series D1 Convertible Preferred Stock

    2014-03-27−3,050,019→ 0 total
    Exercise: $0.00→ Common Stock (265,219 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2014-03-27−3,546,094→ 0 total
    Exercise: $0.00→ Common Stock (308,356 underlying)
  • Conversion

    Common Stock

    2014-03-27+308,356→ 3,245,881 total
  • Purchase

    Common Stock

    2014-03-27$21.02/sh+60,000$1,261,200→ 3,371,930 total
Ratcliffe Liam
10% Owner
Transactions
  • Conversion

    Common Stock

    2014-03-27+1,821,084→ 1,821,084 total
  • Conversion

    Common Stock

    2014-03-27+265,219→ 2,820,183 total
  • Conversion

    Common Stock

    2014-03-27+733,880→ 2,554,964 total
  • Conversion

    Common Stock

    2014-03-27+308,356→ 3,245,881 total
  • Conversion

    Series C Convertible Preferred Stock

    2014-03-27−8,439,620→ 0 total
    Exercise: $0.00→ Common Stock (733,880 underlying)
  • Conversion

    Series D1 Convertible Preferred Stock

    2014-03-27−3,050,019→ 0 total
    Exercise: $0.00→ Common Stock (265,219 underlying)
  • Conversion

    Series D2 Convertible Preferred Stock

    2014-03-27−1,349,433→ 0 total
    Exercise: $0.00→ Common Stock (117,342 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2014-03-27−3,546,094→ 0 total
    Exercise: $0.00→ Common Stock (308,356 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2014-03-27−759,565→ 0 total
    Exercise: $0.00→ Common Stock (66,049 underlying)
  • Conversion

    Common Stock

    2014-03-27+117,342→ 2,937,525 total
  • Conversion

    Common Stock

    2014-03-27+66,049→ 3,311,930 total
  • Purchase

    Common Stock

    2014-03-27$21.02/sh+60,000$1,261,200→ 3,371,930 total
  • Conversion

    Series B Convertible Preferred Stock

    2014-03-27−20,942,466→ 0 total
    Exercise: $0.00→ Common Stock (1,821,084 underlying)
  • Exercise of In-Money

    Warrant

    2014-03-27−759,565→ 0 total
    Exercise: $0.45→ Series B Convertible Preferred Stock (759,565 underlying)
New Leaf Venture Management II, L.L.C.
10% Owner
Transactions
  • Conversion

    Series B Convertible Preferred Stock

    2014-03-27−759,565→ 0 total
    Exercise: $0.00→ Common Stock (66,049 underlying)
  • Conversion

    Common Stock

    2014-03-27+66,049→ 3,311,930 total
  • Purchase

    Common Stock

    2014-03-27$21.02/sh+60,000$1,261,200→ 3,371,930 total
  • Conversion

    Series B Convertible Preferred Stock

    2014-03-27−20,942,466→ 0 total
    Exercise: $0.00→ Common Stock (1,821,084 underlying)
  • Conversion

    Series D2 Convertible Preferred Stock

    2014-03-27−1,349,433→ 0 total
    Exercise: $0.00→ Common Stock (117,342 underlying)
  • Conversion

    Common Stock

    2014-03-27+1,821,084→ 1,821,084 total
  • Conversion

    Common Stock

    2014-03-27+733,880→ 2,554,964 total
  • Conversion

    Common Stock

    2014-03-27+265,219→ 2,820,183 total
  • Conversion

    Common Stock

    2014-03-27+117,342→ 2,937,525 total
  • Conversion

    Common Stock

    2014-03-27+308,356→ 3,245,881 total
  • Conversion

    Series C Convertible Preferred Stock

    2014-03-27−8,439,620→ 0 total
    Exercise: $0.00→ Common Stock (733,880 underlying)
  • Conversion

    Series D1 Convertible Preferred Stock

    2014-03-27−3,050,019→ 0 total
    Exercise: $0.00→ Common Stock (265,219 underlying)
  • Exercise of In-Money

    Warrant

    2014-03-27−759,565→ 0 total
    Exercise: $0.45→ Series B Convertible Preferred Stock (759,565 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2014-03-27−3,546,094→ 0 total
    Exercise: $0.00→ Common Stock (308,356 underlying)
Footnotes (3)
  • [F1]The shares automatically converted into Common Stock on a 1-for-11.5 basis upon the closing of the Issuer's initial public offering without payment of further consideration and had no expiration date.
  • [F2]Represents shares directly beneficially owned by NLV II. New Leaf Venture Associates II, L.P. ("NLV Associates") is the general partner of NLV II and New Leaf Venture Management II, L.L.C. ("NLV Management") is the general partner of NLV Associates. Philippe O. Chambon, Jeani Delagardelle, Ronald Hunt, Vijay Lathi, James Niedel and Liam Ratcliffe are the individual managers of NLV Management (the "Individual Managers"). NLV Associates and NLV Management disclaim beneficial ownership of such shares, except to the extent of their pecuniary interest therein. As one of six individual managers, each of the Individual Managers disclaims beneficial ownership over the shares reported herein, and in all events disclaims pecuniary interest except to the extent of his economic interest.
  • [F3]Immediately exercisable. The warrant shall expire on the earlier of October 12, 2017 or the closing of the Issuer's initial public offering.

Documents

1 file

Issuer

Versartis, Inc.

CIK 0001513818

→
Entity typeoperating
IncorporatedTX

Related Parties

1
  • filerCIK 0001513818

Filing Metadata

Form type
4
Filed
Mar 27, 8:00 PM ET
Accepted
Mar 28, 7:30 PM ET
Size
42.9 KB
View on SEC.gov