3//SEC Filing
CASPIAN SERVICES INC 3
Accession 0001012975-15-000804
CIK 0001093430operating
Filed
Nov 22, 7:00 PM ET
Accepted
Nov 23, 5:08 PM ET
Size
4.9 KB
Accession
0001012975-15-000804
Insider Transaction Report
Form 3
Sawikin Harvey
10% Owner
Holdings
- 6,994,998(indirect: See footnotes)
Common Stock, par value $0.001
Footnotes (2)
- [F1]The Reporting Person is the majority owner of Firebird Management LLC ("Management") and Firebird Avrora Advisors LLC ("Avrora") and may be deemed to control each of Management and Avrora. Management and Avrora act as investment advisors to, respectively, Firebird New Russia Fund, Ltd and Firebird Avrora Fund, Ltd. (collectively, the "Funds" and individually, each a "Fund") that own the shares subject to this Form 3. As investment advisers to the Funds, each of Management and Avrora has voting and investment control with respect to the shares held by the Fund that it advises. The Reporting Person may be deemed to have an indirect interest in certain of the shares owned by the Funds through its indirect holdings in the Funds.
- [F2]The Reporting Person disclaims beneficial ownership of all shares except to the extent of any pecuniary interest therein and this filing should not be deemed an admission of beneficial ownership for Section 16 purposes or any other purpose.
Documents
Issuer
CASPIAN SERVICES INC
CIK 0001093430
Entity typeoperating
IncorporatedNV
Related Parties
1- filerCIK 0001093430
Filing Metadata
- Form type
- 3
- Filed
- Nov 22, 7:00 PM ET
- Accepted
- Nov 23, 5:08 PM ET
- Size
- 4.9 KB