MULESOFT, INC 4

4 · MULESOFT, INC · Filed Mar 23, 2017

Form 4

Period: 2017-03-22

10% Owner

Transactions

Other
Common Stock
2017-03-22−3,786,505→ 0 total(indirect: See Footnote)
Other
Common Stock
2017-03-22−282,087→ 0 total(indirect: See Footnote)
Other
Common Stock
2017-03-22−1,057,827→ 0 total(indirect: See Footnote)
Other
Class B Common Stock
2017-03-22+3,786,505→ 3,786,505 total(indirect: See Footnote)
→ Class A Common Stock (3,786,505 underlying)
Other
Class B Common Stock
2017-03-22+282,087→ 282,087 total(indirect: See Footnote)
→ Class A Common Stock (282,087 underlying)
Other
Class B Common Stock
2017-03-22+1,057,827→ 1,057,827 total(indirect: See Footnote)
→ Class A Common Stock (1,057,827 underlying)

Footnotes (5)

[F1]Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in a transaction meeting the requirements of Rule 16b-7.
[F2]The securities are directly held by AU Special Investments, L.P. The Reporting Persons may be deemed to beneficially own the reported securities. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest.
[F3]The securities are directly held by Greenspring Secondaries Fund I, L.P. The Reporting Persons may be deemed to beneficially own the reported securities. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest.
[F4]The securities are directly held by Greenspring Secondaries Fund II, L.P. The Reporting Persons may be deemed to beneficially own the reported securities. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest.
[F5]Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Documents

1 file