CBOE Holdings, Inc. 4
4 · CBOE Holdings, Inc. · Filed Jun 12, 2017
Insider Transaction Report
Form 4
Mitchell Christopher
Director
Transactions
- Sale
Common Stock
2017-06-08$89.09/sh−155,411$13,845,955→ 509,559 total(indirect: See Footnotes) - Sale
Common Stock
2017-06-09$89.35/sh−69,589$6,217,812→ 439,970 total(indirect: See Footnotes)
Holdings
- 1,455
Common Stock
Footnotes (6)
- [F1]The price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $89.00 to $89.68 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, full information regarding the number of shares sold at each separate price.
- [F2]Spectrum Equity Investors VI, L.P. ("SEI VI") is the holder of record of 508,133 shares, Spectrum VI Co-Investment Fund, L.P. ("Co-Investment Fund") is the holder of record of 197 shares and Spectrum VI Investment Managers' Fund, L.P. ("IMF") is the holder of record of 1,229 shares following the reported transaction.
- [F3]The general partner of SEI VI is Spectrum Equity Associates VI, L.P., the general partner of which is SEA VI Management, LLC ("SEA VI LLC"). The general partner of IMF and Co-Investment Fund is SEA VI LLC. As a member and manager of SEA VI LLC, the Reporting Person may be deemed to share the voting and dispositive power over securities beneficially owned by SEA VI LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- [F4]The price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $89.00 to $89.63 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, full information regarding the number of shares sold at each separate price.
- [F5]SEI VI is the holder of record of 438,740 shares, Co-Investment Fund is the holder of record of 169 shares and IMF is the holder of record of 1,061 shares following the reported transaction.
- [F6]The Reporting Person directly beneficially owns 1,455 shares.