Lim James 5
5 · MULESOFT, INC · Filed Feb 14, 2018
Insider Transaction Report
Form 5
MULESOFT, INCMULE
Greenspring Associates, Inc.
10% Owner
Transactions
- Conversion
Class A Common Stock
2017-07-07+3,786,505→ 3,786,505 total(indirect: See Footnote) - Conversion
Class A Common Stock
2017-07-07+282,087→ 282,087 total(indirect: See Footnote) - Conversion
Class A Common Stock
2017-07-07+1,057,827→ 1,057,827 total(indirect: See Footnote) - Conversion
Class B Common Stock
2017-07-07−3,786,505→ 0 total(indirect: See Footnote)→ Class A Common Stock (3,786,505 underlying) - Conversion
Class B Common Stock
2017-07-07−282,087→ 0 total(indirect: See Footnote)→ Class A Common Stock (282,087 underlying) - Conversion
Class B Common Stock
2017-07-07−1,057,827→ 0 total(indirect: See Footnote)→ Class A Common Stock (1,057,827 underlying)
Footnotes (4)
- [F1]The Class B Common Stock converted into the Class A Common Stock on a one-for-one-basis.
- [F2]The securities are directly held by AU Special Investments, L.P. The Reporting Persons may be deemed to beneficially own the reported securities. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest
- [F3]The securities are directly held by Greenspring Secondaries Fund I, L.P. The Reporting Persons may be deemed to beneficially own the reported securities. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest.
- [F4]The securities are directly held by Greenspring Secondaries Fund II, L.P. Each other Reporting Person may be deemed to beneficially own the reported securities. The Reporting Persons, other than Greenspring Secondaries Fund II, L.P., disclaim beneficial ownership in the reported securities except to the extent of its pecuniary interest.