Lim James 5

Accession 0001012975-18-000193

CIK 0001374684other

Filed

Feb 13, 7:00 PM ET

Accepted

Feb 14, 6:36 PM ET

Size

21.8 KB

Accession

0001012975-18-000193

Form 5

Period: 2017-12-31

10% Owner

Transactions

Conversion
Class A Common Stock
2017-07-07+3,786,505→ 3,786,505 total(indirect: See Footnote)
Conversion
Class A Common Stock
2017-07-07+282,087→ 282,087 total(indirect: See Footnote)
Conversion
Class A Common Stock
2017-07-07+1,057,827→ 1,057,827 total(indirect: See Footnote)
Conversion
Class B Common Stock
2017-07-07−3,786,505→ 0 total(indirect: See Footnote)
→ Class A Common Stock (3,786,505 underlying)
Conversion
Class B Common Stock
2017-07-07−282,087→ 0 total(indirect: See Footnote)
→ Class A Common Stock (282,087 underlying)
Conversion
Class B Common Stock
2017-07-07−1,057,827→ 0 total(indirect: See Footnote)
→ Class A Common Stock (1,057,827 underlying)

10% Owner

Transactions

Conversion
Class A Common Stock
2017-07-07+3,786,505→ 3,786,505 total(indirect: See Footnote)
Conversion
Class A Common Stock
2017-07-07+282,087→ 282,087 total(indirect: See Footnote)
Conversion
Class A Common Stock
2017-07-07+1,057,827→ 1,057,827 total(indirect: See Footnote)
Conversion
Class B Common Stock
2017-07-07−3,786,505→ 0 total(indirect: See Footnote)
→ Class A Common Stock (3,786,505 underlying)
Conversion
Class B Common Stock
2017-07-07−282,087→ 0 total(indirect: See Footnote)
→ Class A Common Stock (282,087 underlying)
Conversion
Class B Common Stock
2017-07-07−1,057,827→ 0 total(indirect: See Footnote)
→ Class A Common Stock (1,057,827 underlying)

10% Owner

Transactions

Conversion
Class A Common Stock
2017-07-07+3,786,505→ 3,786,505 total(indirect: See Footnote)
Conversion
Class A Common Stock
2017-07-07+282,087→ 282,087 total(indirect: See Footnote)
Conversion
Class A Common Stock
2017-07-07+1,057,827→ 1,057,827 total(indirect: See Footnote)
Conversion
Class B Common Stock
2017-07-07−3,786,505→ 0 total(indirect: See Footnote)
→ Class A Common Stock (3,786,505 underlying)
Conversion
Class B Common Stock
2017-07-07−282,087→ 0 total(indirect: See Footnote)
→ Class A Common Stock (282,087 underlying)
Conversion
Class B Common Stock
2017-07-07−1,057,827→ 0 total(indirect: See Footnote)
→ Class A Common Stock (1,057,827 underlying)

Footnotes (4)

[F1]The Class B Common Stock converted into the Class A Common Stock on a one-for-one-basis.
[F2]The securities are directly held by AU Special Investments, L.P. The Reporting Persons may be deemed to beneficially own the reported securities. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest
[F3]The securities are directly held by Greenspring Secondaries Fund I, L.P. The Reporting Persons may be deemed to beneficially own the reported securities. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest.
[F4]The securities are directly held by Greenspring Secondaries Fund II, L.P. Each other Reporting Person may be deemed to beneficially own the reported securities. The Reporting Persons, other than Greenspring Secondaries Fund II, L.P., disclaim beneficial ownership in the reported securities except to the extent of its pecuniary interest.

Documents

2 files

MULESOFT, INC

CIK 0001374684

Entity typeother