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3//SEC Filing

Globespan Management Associates IV, LLC 3

Accession 0001012975-18-001086

CIK 0001627475other
View on SEC.govCompany Profile

Filed

Oct 1, 8:00 PM ET

Accepted

Oct 2, 5:43 PM ET

Size

29.5 KB

Accession

0001012975-18-001086

Insider Transaction Report

Form 3
Period: 2018-10-02
Upwork Inc.UPWK
Goldfarb Andrew P
10% Owner
Holdings

  • Series A-1 Convertible Preferred Stock

    (indirect: See footnotes)
    → Common Stock (14,866 underlying)

  • Series A-2 Convertible Preferred Stock

    (indirect: See footnotes)
    → Common Stock (606,865 underlying)

  • Series A-2 Convertible Preferred Stock

    (indirect: See footnotes)
    → Common Stock (673,758 underlying)

  • Series B-1 Convertible Preferred Stock

    (indirect: See footnotes)
    → Common Stock (3,354 underlying)

  • Series B-1 Convertible Preferred Stock

    (indirect: See footnotes)
    → Common Stock (1,404 underlying)

  • Common Stock

    (indirect: See footnote)
    1,419

  • Common Stock

    (indirect: See footnote)
    562

  • Series A-1 Convertible Preferred Stock

    (indirect: See footnotes)
    → Common Stock (787,890 underlying)

  • Series B-1 Convertible Preferred Stock

    (indirect: See footnotes)
    → Common Stock (77,042 underlying)

  • Common Stock

    (indirect: See footnote)
    1,278

  • Common Stock

    (indirect: See footnote)
    389

  • Series A-1 Convertible Preferred Stock

    (indirect: See footnotes)
    → Common Stock (54,167 underlying)

  • Series A-1 Convertible Preferred Stock

    (indirect: See footnotes)
    → Common Stock (21,467 underlying)

  • Series A-2 Convertible Preferred Stock

    (indirect: See footnotes)
    → Common Stock (184,917 underlying)

  • Series B-1 Convertible Preferred Stock

    (indirect: See footnotes)
    → Common Stock (3,739 underlying)

  • Series B-1 Convertible Preferred Stock

    (indirect: See footnotes)
    → Common Stock (2,027 underlying)

  • Common Stock

    (indirect: See footnote)
    20,649

  • Series A-1 Convertible Preferred Stock

    (indirect: See footnotes)
    → Common Stock (48,789 underlying)

  • Series A-2 Convertible Preferred Stock

    (indirect: See footnotes)
    → Common Stock (9,800,125 underlying)

  • Series A-2 Convertible Preferred Stock

    (indirect: See footnotes)
    → Common Stock (267,020 underlying)
Globespan Management Associates IV, LLC
10% Owner
Holdings

  • Common Stock

    (indirect: See footnote)
    1,419

  • Common Stock

    (indirect: See footnote)
    562

  • Series A-1 Convertible Preferred Stock

    (indirect: See footnotes)
    → Common Stock (54,167 underlying)

  • Series A-1 Convertible Preferred Stock

    (indirect: See footnotes)
    → Common Stock (21,467 underlying)

  • Series B-1 Convertible Preferred Stock

    (indirect: See footnotes)
    → Common Stock (3,739 underlying)

  • Series A-2 Convertible Preferred Stock

    (indirect: See footnotes)
    → Common Stock (673,758 underlying)

  • Series A-2 Convertible Preferred Stock

    (indirect: See footnotes)
    → Common Stock (184,917 underlying)

  • Series B-1 Convertible Preferred Stock

    (indirect: See footnotes)
    → Common Stock (3,354 underlying)

  • Common Stock

    (indirect: See footnote)
    20,649

  • Common Stock

    (indirect: See footnote)
    389

  • Series A-1 Convertible Preferred Stock

    (indirect: See footnotes)
    → Common Stock (787,890 underlying)

  • Series A-1 Convertible Preferred Stock

    (indirect: See footnotes)
    → Common Stock (48,789 underlying)

  • Series A-1 Convertible Preferred Stock

    (indirect: See footnotes)
    → Common Stock (14,866 underlying)

  • Series A-2 Convertible Preferred Stock

    (indirect: See footnotes)
    → Common Stock (606,865 underlying)

  • Series A-2 Convertible Preferred Stock

    (indirect: See footnotes)
    → Common Stock (267,020 underlying)

  • Series B-1 Convertible Preferred Stock

    (indirect: See footnotes)
    → Common Stock (77,042 underlying)

  • Series B-1 Convertible Preferred Stock

    (indirect: See footnotes)
    → Common Stock (2,027 underlying)

  • Common Stock

    (indirect: See footnote)
    1,278

  • Series A-2 Convertible Preferred Stock

    (indirect: See footnotes)
    → Common Stock (9,800,125 underlying)

  • Series B-1 Convertible Preferred Stock

    (indirect: See footnotes)
    → Common Stock (1,404 underlying)
GLOBESPAN CAPITAL PARTNERS IV LP
10% Owner
Holdings

  • Series A-2 Convertible Preferred Stock

    (indirect: See footnotes)
    → Common Stock (9,800,125 underlying)

  • Series A-2 Convertible Preferred Stock

    (indirect: See footnotes)
    → Common Stock (267,020 underlying)

  • Series B-1 Convertible Preferred Stock

    (indirect: See footnotes)
    → Common Stock (3,739 underlying)

  • Common Stock

    (indirect: See footnote)
    20,649

  • Common Stock

    (indirect: See footnote)
    1,419

  • Common Stock

    (indirect: See footnote)
    1,278

  • Series A-1 Convertible Preferred Stock

    (indirect: See footnotes)
    → Common Stock (48,789 underlying)

  • Series A-1 Convertible Preferred Stock

    (indirect: See footnotes)
    → Common Stock (21,467 underlying)

  • Series A-1 Convertible Preferred Stock

    (indirect: See footnotes)
    → Common Stock (14,866 underlying)

  • Series B-1 Convertible Preferred Stock

    (indirect: See footnotes)
    → Common Stock (2,027 underlying)

  • Series B-1 Convertible Preferred Stock

    (indirect: See footnotes)
    → Common Stock (1,404 underlying)

  • Common Stock

    (indirect: See footnote)
    562

  • Common Stock

    (indirect: See footnote)
    389

  • Series A-1 Convertible Preferred Stock

    (indirect: See footnotes)
    → Common Stock (787,890 underlying)

  • Series A-1 Convertible Preferred Stock

    (indirect: See footnotes)
    → Common Stock (54,167 underlying)

  • Series A-2 Convertible Preferred Stock

    (indirect: See footnotes)
    → Common Stock (673,758 underlying)

  • Series A-2 Convertible Preferred Stock

    (indirect: See footnotes)
    → Common Stock (606,865 underlying)

  • Series A-2 Convertible Preferred Stock

    (indirect: See footnotes)
    → Common Stock (184,917 underlying)

  • Series B-1 Convertible Preferred Stock

    (indirect: See footnotes)
    → Common Stock (77,042 underlying)

  • Series B-1 Convertible Preferred Stock

    (indirect: See footnotes)
    → Common Stock (3,354 underlying)
Footnotes (7)
  • [F1]Held directly by Globespan Capital Partners IV, L.P.
  • [F2]Held directly by Globespan Capital Partners (Cayman) IV, L.P.
  • [F3]Held directly by JAFCO Globespan USIT IV, L.P.
  • [F4]Held directly by Globespan Capital Partners IV GmbH & Co. KG
  • [F5]Held directly by GCP IV Affiliates Fund, L.P.
  • [F6]The filing of this Form 3 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owners of any of the shares of common stock, of the Issuer. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.
  • [F7]The preferred stock automatically converts into common stock on a 1-to-1 basis immediately upon closing of the initial public offering of the Issuer and has no expiration date.

Documents

1 file

Issuer

Upwork Inc.

CIK 0001627475

→
Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001754247

Filing Metadata

Form type
3
Filed
Oct 1, 8:00 PM ET
Accepted
Oct 2, 5:43 PM ET
Size
29.5 KB
View on SEC.gov