Earnings Feed
Start Free
Upwork Inc.·4

Oct 5, 8:31 PM ET

Globespan Management Associates IV, LLC 4

4 · Upwork Inc. · Filed Oct 5, 2018

Insider Transaction Report

Form 4
Period: 2018-10-05
Upwork Inc.UPWK
Globespan Management Associates IV, LLC
10% Owner
Transactions
  • Conversion

    Common Stock

    [F1][F2][F7]
    2018-10-05+787,890→ 808,539 total(indirect: See footnote)
  • Conversion

    Common Stock

    [F1][F3][F7]
    2018-10-05+54,167→ 55,586 total(indirect: See footnote)
  • Conversion

    Common Stock

    [F1][F4][F7]
    2018-10-05+48,789→ 50,067 total(indirect: See footnote)
  • Conversion

    Common Stock

    [F1][F5][F7]
    2018-10-05+21,467→ 22,029 total(indirect: See footnote)
  • Conversion

    Common Stock

    [F1][F6][F7]
    2018-10-05+14,866→ 15,255 total(indirect: See footnote)
  • Conversion

    Common Stock

    [F1][F2][F7]
    2018-10-05+9,800,125→ 10,608,664 total(indirect: See footnote)
  • Conversion

    Common Stock

    [F1][F3][F7]
    2018-10-05+673,758→ 729,344 total(indirect: See footnote)
  • Conversion

    Common Stock

    [F1][F4][F7]
    2018-10-05+606,865→ 656,932 total(indirect: See footnote)
  • Conversion

    Common Stock

    [F1][F5][F7]
    2018-10-05+267,020→ 289,049 total(indirect: See footnote)
  • Conversion

    Common Stock

    [F1][F6][F7]
    2018-10-05+184,917→ 200,172 total(indirect: See footnote)
  • Conversion

    Common Stock

    [F1][F2][F7]
    2018-10-05+77,042→ 10,685,706 total(indirect: See footnote)
  • Conversion

    Common Stock

    [F1][F3][F7]
    2018-10-05+3,739→ 733,083 total(indirect: See footnote)
  • Conversion

    Common Stock

    [F1][F4][F7]
    2018-10-05+3,354→ 660,286 total(indirect: See footnote)
  • Conversion

    Common Stock

    [F1][F5][F7]
    2018-10-05+2,027→ 291,076 total(indirect: See footnote)
  • Conversion

    Common Stock

    [F1][F6][F7]
    2018-10-05+1,404→ 201,576 total(indirect: See footnote)
  • Conversion

    Series A-1 Convertible Preferred Stock

    [F1][F2][F7]
    2018-10-05−787,890→ 0 total(indirect: See footnote)
    → Common Stock (787,890 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    [F1][F3][F7]
    2018-10-05−54,167→ 0 total(indirect: See footnote)
    → Common Stock (54,167 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    [F1][F4][F7]
    2018-10-05−48,789→ 0 total(indirect: See footnote)
    → Common Stock (48,789 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    [F1][F5][F7]
    2018-10-05−21,467→ 0 total(indirect: See footnote)
    → Common Stock (21,467 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    [F1][F6][F7]
    2018-10-05−14,866→ 0 total(indirect: See footnote)
    → Common Stock (14,866 underlying)
  • Conversion

    Series A-2 Convertible Preferred Stock

    [F1][F2][F7]
    2018-10-05−9,800,125→ 0 total(indirect: See footnote)
    → Common Stock (9,800,125 underlying)
  • Conversion

    Series A-2 Convertible Preferred Stock

    [F1][F3][F7]
    2018-10-05−673,758→ 0 total(indirect: See footnote)
    → Common Stock (673,758 underlying)
  • Conversion

    Series A-2 Convertible Preferred Stock

    [F1][F4][F7]
    2018-10-05−606,865→ 0 total(indirect: See footnote)
    → Common Stock (606,865 underlying)
  • Conversion

    Series A-2 Convertible Preferred Stock

    [F1][F5][F7]
    2018-10-05−267,020→ 0 total(indirect: See footnote)
    → Common Stock (267,020 underlying)
  • Conversion

    Series A-2 Convertible Preferred Stock

    [F1][F6][F7]
    2018-10-05−184,917→ 0 total(indirect: See footnote)
    → Common Stock (184,917 underlying)
  • Conversion

    Series B-1 Convertible Preferred Stock

    [F1][F2][F7]
    2018-10-05−77,042→ 0 total(indirect: See footnote)
    → Common Stock (77,042 underlying)
  • Conversion

    Series B-1 Convertible Preferred Stock

    [F1][F3][F7]
    2018-10-05−3,739→ 0 total(indirect: See footnote)
    → Common Stock (3,739 underlying)
  • Conversion

    Series B-1 Convertible Preferred Stock

    [F1][F4][F7]
    2018-10-05−3,354→ 0 total(indirect: See footnote)
    → Common Stock (3,354 underlying)
  • Conversion

    Series B-1 Convertible Preferred Stock

    [F1][F5][F7]
    2018-10-05−2,027→ 0 total(indirect: See footnote)
    → Common Stock (2,027 underlying)
  • Conversion

    Series B-1 Convertible Preferred Stock

    [F1][F6][F7]
    2018-10-05−1,404→ 0 total(indirect: See footnote)
    → Common Stock (1,404 underlying)
Footnotes (7)
  • [F1]The preferred stock automatically converted into common stock on a 1-to-1 basis immediately upon closing of the initial public offering of the Issuer and has no expiration date.
  • [F2]Held directly by Globespan Capital Partners IV, L.P.
  • [F3]Held directly by Globespan Capital Partners (Cayman) IV, L.P.
  • [F4]Held directly by JAFCO Globespan USIT IV, L.P.
  • [F5]Held directly by Globespan Capital Partners IV GmbH & Co. KG.
  • [F6]Held directly by GCP IV Affiliates Fund, L.P.
  • [F7]The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owners of any of the shares of common stock, of the Issuer. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT