Globespan Management Associates IV, LLC 4

4 · Upwork Inc. · Filed Apr 3, 2019

Form 4Exit

Period: 2019-04-01

10% Owner

Transactions

Sale
Common Stock
[F1][F2][F8]
2019-04-01$18.00/sh−1,699,705$30,594,690→ 8,986,001 total(indirect: See footnote)
Sale
Common Stock
[F3][F2][F8]
2019-04-01$18.87/sh−254$4,793→ 8,985,747 total(indirect: See footnote)
Sale
Common Stock
[F1][F4][F8]
2019-04-01$18.00/sh−116,606$2,098,908→ 616,477 total(indirect: See footnote)
Sale
Common Stock
[F3][F4][F8]
2019-04-01$18.87/sh−18$340→ 616,459 total(indirect: See footnote)
Sale
Common Stock
[F1][F5][F8]
2019-04-01$18.00/sh−105,027$1,890,486→ 555,259 total(indirect: See footnote)
Sale
Common Stock
[F3][F5][F8]
2019-04-01$18.87/sh−16$302→ 555,243 total(indirect: See footnote)
Sale
Common Stock
[F1][F6][F8]
2019-04-01$18.00/sh−46,299$833,382→ 244,777 total(indirect: See footnote)
Sale
Common Stock
[F3][F6][F8]
2019-04-01$18.87/sh−7$132→ 244,770 total(indirect: See footnote)
Sale
Common Stock
[F1][F7][F8]
2019-04-01$18.00/sh−32,063$577,134→ 169,513 total(indirect: See footnote)
Sale
Common Stock
[F3][F7][F8]
2019-04-01$18.87/sh−5$94→ 169,508 total(indirect: See footnote)

Footnotes (8)

[F1]The transaction was executed in multiple trades at prices ranging from $17.735 to $18.59. The prices above in Column 4 reflect weighted average prices. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
[F2]Held directly by Globespan Capital Partners IV, L.P.
[F3]The transaction was executed in multiple trades at prices ranging from $18.81 to $19.00. The prices above in Column 4 reflect weighted average prices. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
[F4]Held directly by Globespan Capital Partners (Cayman) IV, L.P.
[F5]Held directly by JAFCO Globespan USIT IV, L.P.
[F6]Held directly by Globespan Capital Partners IV GmbH & Co. KG.
[F7]Held directly by GCP IV Affiliates Fund, L.P.
[F8]The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owners of any of the shares of common stock, of the Issuer. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Documents

1 file