EQUITY SECURITIES TRUST II 3
3 · EQUITY SECURITIES TRUST II · Filed Jan 12, 2004
Insider Transaction Report
Form 3
AMARANTH LLC
10% Owner
Holdings
- 1,263,800
Equity Trust Securities
Footnotes (2)
- [F1]Amaranth LLC, a Cayman Islands exempt company ("Amaranth"), which prior to December 31, 2003 existed as Amaranth L.L.C., a Delaware limited liability company, owns the Equity Trust Securities directly.
- [F2]Amaranth Advisors L.L.C., a Delaware limited liability company ("Advisors"), is the trading advisor of Amaranth. Nicholas M. Maounis ("Maounis") is the controlling person of Advisors and therefore may be deemed to share beneficial ownership of the shares beneficially owned by Amaranth. Advisors and Maounis each disclaims beneficial ownership of the securities with respect to which indirect beneficial ownership is reported in this Form 3, except to the extent of its or his respective pecuniary interest therein. Pursuant to Rule 16a-1(4) promulgated under the Securities Exchange Act of 1934, as amended, each of the Reporting Persons herein states that the filing of this Form 3 and the statements made herein shall not be deemed an admission that he or it is the beneficial owner of any of the securities covered by this Form.