4//SEC Filing
AVIGEN INC \DE 4
Accession 0001013594-09-001625
CIK 0000932903operating
Filed
Oct 29, 8:00 PM ET
Accepted
Oct 30, 4:11 PM ET
Size
11.5 KB
Accession
0001013594-09-001625
Insider Transaction Report
Form 4
AVIGEN INC \DEAVGN
BURLINGAME ASSET MANAGEMENT, LLC
10% Owner
Transactions
- Purchase
Common Stock
2009-10-28$1.48/sh+6,435$9,502→ 873,435 total - Purchase
Common Stock
2009-10-29$1.47/sh+2,000$2,934→ 875,435 total
Footnotes (3)
- [F1]Represents shares of common stock owned directly by Burlingame Special Opportunities III, LP (the "BSO III Fund"), a Delaware limited partnership.
- [F2]Burlingame Asset Management, LLC ("BAM"), a Delaware limited liability company, is the general partner of the BSO III Fund, and of each of Burlingame Equity Investors, LP ("Domestic Fund"), a Delaware limited partnership, and Burlingame Equity Investors II, LP ("Domestic Fund II"), a Delaware limited partnership, and the investment manager of Burlingame Equity Investors (Offshore) Ltd. ("Offshore Fund"), a Cayman Islands exempted company. The Domestic Fund owns 2,254,724 shares of common stock, Domestic Fund II owns 263,004 shares of common stock, and the Offshore Fund owns 407,047 shares of common stock.
- [F3]BAM, in its capacity as general partner and investment manager, respectively, of the Domestic Fund, Domestic Fund II, BSO III Fund and the Offshore Fund (collectively, the "Funds"), may be deemed to indirectly own the shares of common stock owned by the Funds. Blair E. Sanford, as the controlling person of BAM, may be deemed to indirectly own the shares of common stock owned by BAM. Pursuant to Rule 16a-1(4) promulgated under the Securities Exchange Act of 1934, as amended, each of BAM, Domestic Fund, Dometic Fund II, BSO III Fund, Offshore Fund and Mr. Sanford herein states that the filing of this Form 4 and the statements made herein shall not be deemed an admission that he or it is the beneficial owner of any of the securities covered by this Form.
Issuer
AVIGEN INC \DE
CIK 0000932903
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000932903
Filing Metadata
- Form type
- 4
- Filed
- Oct 29, 8:00 PM ET
- Accepted
- Oct 30, 4:11 PM ET
- Size
- 11.5 KB