4//SEC Filing
Kaufman Michael A 4
Accession 0001013594-10-000706
CIK 0000865570other
Filed
Nov 7, 7:00 PM ET
Accepted
Nov 8, 6:09 PM ET
Size
30.1 KB
Accession
0001013594-10-000706
Insider Transaction Report
Form 4
THQ INCTHQI
MAK CAPITAL ONE LLC
10% Owner
Transactions
- Sale
Common Stock
2010-11-04$4.07/sh−1,400$5,698→ 304,600 total - Sale
Common Stock
2010-11-04$4.07/sh−15,700$63,890→ 270,000 total - Sale
Common Stock
2010-11-04$4.07/sh−19,500$79,361→ 5,963,456 total - Sale
Common Stock
2010-11-04$4.07/sh−46,000$187,192→ 702,069 total(indirect: See) - Sale
Common Stock
2010-11-04$4.04/sh−18,900$76,328→ 285,700 total - Sale
Common Stock
2010-11-04$4.07/sh−4,100$16,686→ 803,427 total(indirect: See) - Sale
Common Stock
2010-11-04$4.04/sh−266,000$1,074,241→ 5,697,456 total - Sale
Common Stock
2010-11-04$4.07/sh−221,100$899,744→ 5,476,356 total - Sale
Common Stock
2010-11-04$4.04/sh−55,358$223,563→ 748,069 total(indirect: See)
Kaufman Michael A
10% Owner
Transactions
- Sale
Common Stock
2010-11-04$4.07/sh−15,700$63,890→ 270,000 total - Sale
Common Stock
2010-11-04$4.04/sh−266,000$1,074,241→ 5,697,456 total - Sale
Common Stock
2010-11-04$4.07/sh−19,500$79,361→ 5,963,456 total - Sale
Common Stock
2010-11-04$4.07/sh−1,400$5,698→ 304,600 total - Sale
Common Stock
2010-11-04$4.07/sh−46,000$187,192→ 702,069 total(indirect: See) - Sale
Common Stock
2010-11-04$4.07/sh−221,100$899,744→ 5,476,356 total - Sale
Common Stock
2010-11-04$4.04/sh−18,900$76,328→ 285,700 total - Sale
Common Stock
2010-11-04$4.07/sh−4,100$16,686→ 803,427 total(indirect: See) - Sale
Common Stock
2010-11-04$4.04/sh−55,358$223,563→ 748,069 total(indirect: See)
SUSSMAN S DONALD
10% Owner
Transactions
- Sale
Common Stock
2010-11-04$4.07/sh−1,400$5,698→ 304,600 total - Sale
Common Stock
2010-11-04$4.07/sh−15,700$63,890→ 270,000 total - Sale
Common Stock
2010-11-04$4.07/sh−4,100$16,686→ 803,427 total(indirect: See) - Sale
Common Stock
2010-11-04$4.04/sh−266,000$1,074,241→ 5,697,456 total - Sale
Common Stock
2010-11-04$4.07/sh−46,000$187,192→ 702,069 total(indirect: See) - Sale
Common Stock
2010-11-04$4.07/sh−221,100$899,744→ 5,476,356 total - Sale
Common Stock
2010-11-04$4.04/sh−18,900$76,328→ 285,700 total - Sale
Common Stock
2010-11-04$4.04/sh−55,358$223,563→ 748,069 total(indirect: See) - Sale
Common Stock
2010-11-04$4.07/sh−19,500$79,361→ 5,963,456 total
MAK Capital Fund LP
10% Owner
Transactions
- Sale
Common Stock
2010-11-04$4.07/sh−19,500$79,361→ 5,963,456 total - Sale
Common Stock
2010-11-04$4.04/sh−18,900$76,328→ 285,700 total - Sale
Common Stock
2010-11-04$4.07/sh−221,100$899,744→ 5,476,356 total - Sale
Common Stock
2010-11-04$4.07/sh−1,400$5,698→ 304,600 total - Sale
Common Stock
2010-11-04$4.07/sh−4,100$16,686→ 803,427 total(indirect: See) - Sale
Common Stock
2010-11-04$4.04/sh−266,000$1,074,241→ 5,697,456 total - Sale
Common Stock
2010-11-04$4.07/sh−15,700$63,890→ 270,000 total - Sale
Common Stock
2010-11-04$4.04/sh−55,358$223,563→ 748,069 total(indirect: See) - Sale
Common Stock
2010-11-04$4.07/sh−46,000$187,192→ 702,069 total(indirect: See)
MAK-ro Capital Master Fund LP
10% Owner
Transactions
- Sale
Common Stock
2010-11-04$4.07/sh−19,500$79,361→ 5,963,456 total - Sale
Common Stock
2010-11-04$4.07/sh−1,400$5,698→ 304,600 total - Sale
Common Stock
2010-11-04$4.07/sh−46,000$187,192→ 702,069 total(indirect: See) - Sale
Common Stock
2010-11-04$4.07/sh−221,100$899,744→ 5,476,356 total - Sale
Common Stock
2010-11-04$4.07/sh−15,700$63,890→ 270,000 total - Sale
Common Stock
2010-11-04$4.07/sh−4,100$16,686→ 803,427 total(indirect: See) - Sale
Common Stock
2010-11-04$4.04/sh−55,358$223,563→ 748,069 total(indirect: See) - Sale
Common Stock
2010-11-04$4.04/sh−266,000$1,074,241→ 5,697,456 total - Sale
Common Stock
2010-11-04$4.04/sh−18,900$76,328→ 285,700 total
Footnotes (5)
- [F1]Reflects the transactions of securities owned directly by MAK Capital Fund LP ("MAK Capital Fund").
- [F2]Reflects the transactions of securities owned directly by MAK-ro Capital Master Fund LP (the "MAK-ro Fund").
- [F3]Reflects the securities of the issuer owned indirectly by Paloma International L.P. ("Paloma") through its subsidiary, Sunrise Partners Limited Partnership.
- [F4]MAK Capital One LLC ("MAK Capital One") acts as the investment manager of MAK Capital Fund, MAK-ro Fund and Paloma with respect to the securities reported herein. Michael A. Kaufman is the managing member of MAK Capital One and the controlling person of MAK Capital Fund and MAK-ro Fund. S. Donald Sussman is the controlling person of Paloma.
- [F5]MAK Capital One and Michael A. Kaufman may be deemed to indirectly beneficially own the shares of common stock held by MAK Capital Fund, MAK-ro Fund and Paloma. Mr. Sussman may be deemed to indirectly beneficially own the shares of common stock held by Paloma. For purposes of this Form 4, MAK Capital One, Mr. Kaufman and Mr. Sussman each disclaims beneficial ownership of the shares of common stock owned by MAK Capital Fund, MAK-ro Fund and Paloma, except to the extent of their pecuniary interest therein.
Issuer
THQ INC
CIK 0000865570
Entity typeother
Related Parties
1- filerCIK 0001426157
Filing Metadata
- Form type
- 4
- Filed
- Nov 7, 7:00 PM ET
- Accepted
- Nov 8, 6:09 PM ET
- Size
- 30.1 KB