4//SEC Filing
Nierenberg David 4
Accession 0001013594-24-000623
CIK 0001195734other
Filed
Aug 6, 8:00 PM ET
Accepted
Aug 7, 6:39 PM ET
Size
19.8 KB
Accession
0001013594-24-000623
Insider Transaction Report
Form 4
POTBELLY CORPPBPB
NIERENBERG DAVID
10% Owner
Transactions
- Purchase
Common Stock
2024-08-07$6.62/sh+12,915$85,497→ 1,561,985 total(indirect: The D3 Family Bulldog Fund, L.P.) - Purchase
Common Stock
2024-08-05$6.48/sh+13,886$89,981→ 878,887 total(indirect: The D3 Family Fund, L.P.) - Purchase
Common Stock
2024-08-05$6.48/sh+6,618$42,885→ 101,338 total(indirect: Haredale Ltd.) - Purchase
Common Stock
2024-08-05$6.48/sh+25,268$163,737→ 1,546,211 total(indirect: The D3 Family Bulldog Fund, L.P.) - Purchase
Common Stock
2024-08-06$6.59/sh+2,859$18,841→ 1,549,070 total(indirect: The D3 Family Bulldog Fund, L.P.) - Purchase
Common Stock
2024-08-06$6.59/sh+1,571$10,353→ 880,458 total(indirect: The D3 Family Fund, L.P.) - Purchase
Common Stock
2024-08-06$6.59/sh+749$4,936→ 102,087 total(indirect: Haredale Ltd.) - Purchase
Common Stock
2024-08-07$6.62/sh+7,097$46,982→ 887,555 total(indirect: The D3 Family Fund, L.P.) - Purchase
Common Stock
2024-08-07$6.62/sh+3,382$22,389→ 105,469 total(indirect: Haredale Ltd.)
NIERENBERG INVESTMENT MANAGEMENT CO
10% Owner
Transactions
- Purchase
Common Stock
2024-08-05$6.48/sh+25,268$163,737→ 1,546,211 total(indirect: The D3 Family Bulldog Fund, L.P.) - Purchase
Common Stock
2024-08-06$6.59/sh+1,571$10,353→ 880,458 total(indirect: The D3 Family Fund, L.P.) - Purchase
Common Stock
2024-08-07$6.62/sh+12,915$85,497→ 1,561,985 total(indirect: The D3 Family Bulldog Fund, L.P.) - Purchase
Common Stock
2024-08-05$6.48/sh+13,886$89,981→ 878,887 total(indirect: The D3 Family Fund, L.P.) - Purchase
Common Stock
2024-08-07$6.62/sh+3,382$22,389→ 105,469 total(indirect: Haredale Ltd.) - Purchase
Common Stock
2024-08-06$6.59/sh+2,859$18,841→ 1,549,070 total(indirect: The D3 Family Bulldog Fund, L.P.) - Purchase
Common Stock
2024-08-06$6.59/sh+749$4,936→ 102,087 total(indirect: Haredale Ltd.) - Purchase
Common Stock
2024-08-05$6.48/sh+6,618$42,885→ 101,338 total(indirect: Haredale Ltd.) - Purchase
Common Stock
2024-08-07$6.62/sh+7,097$46,982→ 887,555 total(indirect: The D3 Family Fund, L.P.)
Footnotes (3)
- [F1]This Form 4 is filed jointly by Nierenberg Investment Management Company, Inc. and David Nierenberg.
- [F2]Nierenberg Investment Management Company ("NIMCO") is the sole general partner of The D3 Family Fund, LP, The D3 Family Bulldog Fund, LP, and the Benedict Value Fund, LP and the sole investment manager of Haredale Ltd. (collectively, the "Funds"). Mr. Nierenberg is the president of NIMCO. By virtue of these relationships, each of the Reporting Persons may be deemed to beneficially own the securities owned directly by the Funds.
- [F3]Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein.
Documents
Issuer
POTBELLY CORP
CIK 0001195734
Entity typeother
Related Parties
1- filerCIK 0001040899
Filing Metadata
- Form type
- 4
- Filed
- Aug 6, 8:00 PM ET
- Accepted
- Aug 7, 6:39 PM ET
- Size
- 19.8 KB