4//SEC Filing
RIZAI MATTHEW M 4
Accession 0001013631-17-000006
CIK 0001445305other
Filed
Sep 10, 8:00 PM ET
Accepted
Sep 11, 4:22 PM ET
Size
20.5 KB
Accession
0001013631-17-000006
Insider Transaction Report
Form 4
RIZAI MATTHEW M
DirectorChairman & CEO10% Owner
Transactions
- Conversion
Class B Common Stock
2017-09-07−173,354→ 489,113 total(indirect: By Trust)→ Class A Common Stock (173,354 underlying) - Gift
Class A Common Stock
2017-09-07−173,354→ 0 total(indirect: By Trust) - Conversion
Class A Common Stock
2017-09-07+173,354→ 173,354 total(indirect: By Trust)
Holdings
- 168,421
Employee Stock Option to Purchase Class A Common Stock
Exercise: $14.74From: 2017-02-01Exp: 2026-01-31→ Class A Common Stock (168,421 underlying) - 1,292,058(indirect: By Trust)
Class B Common Stock
→ Class A Common Stock (1,292,058 underlying) - 201,630(indirect: By Trust)
Class B Common Stock
→ Class A Common Stock (201,630 underlying) - 255,514
Class A Common Stock
- 885,109(indirect: By Trust)
Class B Common Stock
→ Class A Common Stock (885,109 underlying) - 575,000(indirect: By Trust)
Class A Common Stock
- 200,204
Employee Stock Option to Purchase Class A Common Stock
Exercise: $12.40From: 2018-02-01Exp: 2027-01-31→ Class A Common Stock (200,204 underlying) - 178,200
Employee Stock Option to Purchase Class A Common Stock
Exercise: $15.83From: 2015-08-12Exp: 2024-08-11→ Class A Common Stock (178,200 underlying) - 32,783
Class B Common Stock
→ Class A Common Stock (32,783 underlying)
Footnotes (6)
- [F1]The trust converted 173,354 shares of Class B Common Stock on September 7, 2017.
- [F2]Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).
- [F3]Granted pursuant to the 2014 Equity Incentive Plan.
- [F4]Vests in three equal annual installments commencing on the first anniversary of the grant date.
- [F5]Granted pursuant to 2009 Unit Incentive Plan.
- [F6]Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.
Documents
Issuer
WORKIVA INC
CIK 0001445305
Entity typeother
Related Parties
1- filerCIK 0001013631
Filing Metadata
- Form type
- 4
- Filed
- Sep 10, 8:00 PM ET
- Accepted
- Sep 11, 4:22 PM ET
- Size
- 20.5 KB