Earnings Feed
Start Free
Home/Filings/4/0001013632-17-000014
4//SEC Filing

WORKIVA INC 4

Accession 0001013632-17-000014

$WKCIK 0001445305operating
View on SEC.govCompany Profile

Filed

Feb 2, 7:00 PM ET

Accepted

Feb 3, 6:06 PM ET

Size

17.3 KB

Accession

0001013632-17-000014

Insider Transaction Report

Form 4
Period: 2017-02-01
WORKIVA INCWK
RIZAI MATTHEW M
DirectorChairman & CEO10% Owner
Transactions
  • Award

    Employee Stock Option to Purchase Class A Common Stock

    2017-02-01+200,204→ 200,204 total
    Exercise: $12.40From: 2018-02-01Exp: 2027-02-01→ Class A Common Stock (200,204 underlying)
Holdings

  • Employee Stock Option to Purchase Class A Common Stock

    Exercise: $14.74From: 2017-02-01Exp: 2026-02-01→ Class A Common Stock (168,421 underlying)
    168,421

  • Class B Common Stock

    (indirect: By Trust)
    → Class A Common Stock (1,292,058 underlying)
    1,292,058

  • Class B Common Stock

    → Class A Common Stock (32,783 underlying)
    32,783

  • Class B Common Stock

    (indirect: By Trust)
    → Class A Common Stock (885,109 underlying)
    885,109

  • Class B Common Stock

    (indirect: By Trust)
    → Class A Common Stock (201,630 underlying)
    201,630

  • Employee Stock Option to Purchase Class A Common Stock

    Exercise: $15.83From: 2015-08-12Exp: 2024-08-11→ Class A Common Stock (178,200 underlying)
    178,200

  • Class B Common Stock

    (indirect: By Trust)
    → Class A Common Stock (662,467 underlying)
    662,467

  • Class A Common Stock

    279,819

  • Class A Common Stock

    (indirect: By Trust)
    575,000
Footnotes (5)
  • [F1]Granted pursuant to the 2014 Equity Incentive Plan.
  • [F2]Vests in three equal annual installments commencing on the first anniversary of the grant date.
  • [F3]Granted pursuant to the 2009 Unit Incentive Plan.
  • [F4]Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.
  • [F5]Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

Documents

1 file

Issuer

WORKIVA INC

CIK 0001445305

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001445305

Filing Metadata

Form type
4
Filed
Feb 2, 7:00 PM ET
Accepted
Feb 3, 6:06 PM ET
Size
17.3 KB
View on SEC.gov