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4//SEC Filing

BUTHER LOUIS 4

Accession 0001013762-03-000516

CIK 0001021097other

Filed

Oct 28, 7:00 PM ET

Accepted

Oct 29, 4:53 PM ET

Size

6.8 KB

Accession

0001013762-03-000516

Insider Transaction Report

Form 4
Period: 2003-10-27
BUTHER LOUIS
President10% Owner
Transactions
  • Conversion

    Common Stock

    2003-10-27$0.20/sh+229,546$45,909530,435 total
  • Conversion

    Rights

    2003-10-27229,5460 total
    Exercise: $0.20From: 2003-08-04Exp: 2003-01-31Common Stock (229,546 underlying)
Footnotes (2)
  • [F1]The $.20 per share was not paid in cash. It represents the exercise price of certain rights described in Table II and the value of certain contractual rights that were waived by BJH Management LLC in consideration of the payment of the option price. BJH then assigned these rights to Mr. Buther.
  • [F2]These rights were granted to Mr. Buther upon receipt of stockholder approval of the reverse stock split effective August 29, 2003 and were exercisable through January 31 2004.

Issuer

EMERGENT GROUP INC/NY

CIK 0001021097

Entity typeother

Related Parties

1
  • filerCIK 0001212741

Filing Metadata

Form type
4
Filed
Oct 28, 7:00 PM ET
Accepted
Oct 29, 4:53 PM ET
Size
6.8 KB