4//SEC Filing
WALTMAN HOWARD 4
Accession 0001013762-09-002137
CIK 0001021097other
Filed
Nov 17, 7:00 PM ET
Accepted
Nov 18, 2:47 PM ET
Size
7.5 KB
Accession
0001013762-09-002137
Insider Transaction Report
Form 4
WALTMAN HOWARD
Director
Transactions
- Exercise/Conversion
Common Stock
2009-11-17$1.75/sh−22,059$38,603→ 88,824 total - Exercise/Conversion
Common Stock Warrants
2009-11-17−22,059→ 75,000 totalExercise: $1.75From: 2008-07-30Exp: 2013-07-31→ Common Stock (22,059 underlying)
Footnotes (2)
- [F1]Excludes 322,666 shares beneficially owned by members of his family which he disclaims benefical ownership.
- [F2]Represents the exercise of Warrants purchased from the Issuer in a July 2008 private placement
Documents
Issuer
EMERGENT GROUP INC/NY
CIK 0001021097
Entity typeother
Related Parties
1- filerCIK 0001212743
Filing Metadata
- Form type
- 4
- Filed
- Nov 17, 7:00 PM ET
- Accepted
- Nov 18, 2:47 PM ET
- Size
- 7.5 KB