WALTMAN HOWARD 4
4 · EMERGENT GROUP INC/NY · Filed Nov 18, 2009
Insider Transaction Report
Form 4
WALTMAN HOWARD
Director
Transactions
- Exercise/Conversion
Common Stock
2009-11-17$1.75/sh−22,059$38,603→ 88,824 total - Exercise/Conversion
Common Stock Warrants
2009-11-17−22,059→ 75,000 totalExercise: $1.75From: 2008-07-30Exp: 2013-07-31→ Common Stock (22,059 underlying)
Footnotes (2)
- [F1]Excludes 322,666 shares beneficially owned by members of his family which he disclaims benefical ownership.
- [F2]Represents the exercise of Warrants purchased from the Issuer in a July 2008 private placement