WALTMAN HOWARD 4/A
4/A · EMERGENT GROUP INC/NY · Filed Mar 8, 2010
Insider Transaction Report
Form 4/AAmended
WALTMAN HOWARD
Director
Transactions
- Exercise/Conversion
Common Stock
2009-11-17$1.75/sh−22,059$38,603→ 93,324 total - Exercise/Conversion
Common Stock Warrants
2009-11-17−22,059→ 37,500 totalExercise: $1.75From: 2008-07-30Exp: 2013-07-31→ Common Stock (22,059 underlying)
Footnotes (2)
- [F1]Excludes 322,666 shares beneficially owned by members of his family which he disclaims beneficial ownership.
- [F2]Represents the exercise of Warrants purchased from the Issuer in a July 2008 private placement.