4//SEC Filing
Siegfried Thomas A. 4
Accession 0001013762-12-002307
CIK 0001383006other
Filed
Dec 19, 7:00 PM ET
Accepted
Dec 20, 1:16 PM ET
Size
10.6 KB
Accession
0001013762-12-002307
Insider Transaction Report
Form 4
Evolucia Inc.ILED
Siegfried Thomas A.
Director
Transactions
- Award
Non-Statutory Stock Option
2012-12-06+5,000,000→ 5,000,000 totalExercise: $0.03Exp: 2022-12-06→ Common, par value $.001 (5,000,000 underlying) - Award
Common Stock Purchase Warrant
2012-12-10+25,000,000→ 25,000,000 totalExercise: $0.03From: 2012-12-10Exp: 2017-12-10→ Common, par value $.001 (25,000,000 underlying)
Holdings
- 2,500,000
9% Convertible Promissory Note
Exercise: $0.02Exp: 2013-07-01→ Common, par value $.001 (2,500,000 underlying) - 62,794,048(indirect: By Trust)
Common Stock, par value $.001
Footnotes (3)
- [F1]On December 10, 2012, Mr. Siegfried loaned the Evolucia Inc.(the "Company") $300,0000. In consideration for providing such loan, the Company issued Mr. Siegfried a common stock purchase warrant to acquire 25,000,000 shares of common stock.
- [F2]In consideration for serving as a board member, Mr. Siegfried was granted an non-statutory stock option to acquire 5,000,000 shares of common stock of which 25% shall vest one year from the date of grant and 8.33% of such option shall vest during the nine quarters thereafter.
- [F3]In June 2011, Mr. Siegfried acquired a 9% Convertible Promissory Note in the principal amount of $100,000 (the "Note"). In April 2012, Mr. Siegfried restructured the Note by extending the maturity date to July 1, 2013 and converted 50% of the principal amount of the Notes to common stock at $.02 per share which was the trading price of the shares on the conversion date. Further, the Company modified the terms of the remaining debt to allow conversion at $.02 per share and to increase the interest rate to 10% per annum.
Documents
Issuer
Evolucia Inc.
CIK 0001383006
Entity typeother
Related Parties
1- filerCIK 0001512489
Filing Metadata
- Form type
- 4
- Filed
- Dec 19, 7:00 PM ET
- Accepted
- Dec 20, 1:16 PM ET
- Size
- 10.6 KB