DecisionPoint Systems, Inc. 4

Accession 0001013762-15-000760

CIK 0001404433operating

Filed

Jul 19, 8:00 PM ET

Accepted

Jul 20, 5:07 PM ET

Size

26.0 KB

Accession

0001013762-15-000760

Form 4

Period: 2015-06-30

Director

Transactions

Purchase
Series D Convertible Preferred Stock
2012-12-20$10.00/sh+25,500$255,000→ 359,155 total
Exercise: $0.71From: 2012-12-20→ Common Stock (359,155 underlying)
Other
Series E Convertible Preferred Stock
2014-04-22+261→ 801,896 total
Exercise: $0.50From: 2014-04-22→ Common Stock (5,220 underlying)
Award
Stock Options (right to buy)
2014-12-31+14,211→ 816,107 total
Exercise: $0.38From: 2014-12-31Exp: 2017-12-31→ Common Stock (14,211 underlying)
Award
Stock Options (right to buy)
2015-03-31+12,858→ 828,968 total
Exercise: $0.50From: 2015-03-31Exp: 2018-03-31→ Common Stock (12,858 underlying)
Purchase
Series E Convertible Preferred Stock
2013-11-22$10.00/sh+5,000$50,000→ 796,676 total(indirect: See Footnote)
Exercise: $0.50From: 2013-11-22→ Common Stock (100,000 underlying)
Purchase
Series D Convertible Preferred Stock
2012-12-20$10.00/sh+8,500$85,000→ 478,873 total(indirect: See Footnote)
Exercise: $0.71From: 2012-12-20→ Common Stock (119,718 underlying)
Purchase
Series E Convertible Preferred Stock
2013-11-12$10.00/sh+10,000$100,000→ 696,676 total
Exercise: $0.50From: 2013-11-12→ Common Stock (200,000 underlying)
Award
Stock Options (right to buy)(9)*
2015-06-30+27,000→ 855,968 total
Exercise: $0.50From: 2015-06-30Exp: 2018-06-30→ Common Stock (27,000 underlying)
Other
Series D Convertible Preferred Stock
2014-04-22+1,264→ 496,873 total
Exercise: $0.71From: 2014-04-22→ Common Stock (17,803 underlying)

Holdings

Footnotes (9)

[F1]The Series D Convertible Preferred Stock and Series E Convertible Preferred Stock may be converted into shares of Common Stock by the holder at any time and has no expiration date.
[F2]Reflects dividend made to holders of Series D Convertible Preferred Stock that was paid (issued) in shares of Series D Convertible Preferred Stock
[F3]Reflects dividend made to holders of Series E Convertible Preferred Stock that was paid (issued) in shares of Series E Convertible Preferred Stock
[F4]Includes 59,859 shares held by SDM Irrevocable Trust FBO Lauren Seid UAD 11/05/04 Paul Seid TTEE and 59,859 shares held by SDM Irrevocable Trust FBO Andrew Seid UAD 11/05/04 Paul Seid TTEE.
[F5]Includes 2,225 shares held by SDM Irrevocable Trust FBO Lauren Seid UAD 11/05/04 Paul Seid TTEE and 2,225 shares held by SDM Irrevocable Trust FBO Andrew Seid UAD 11/05/04 Paul Seid TTEE
[F6]Includes 50,000 shares held by SDM Irrevocable Trust FBO Lauren Seid UAD 11/05/04 Paul Seid TTEE and 50,000 shares held by SDM Irrevocable Trust FBO Andrew Seid UAD 11/05/04 Paul Seid TTEE
[F7]Includes 740 shares held by SDM Irrevocable Trust FBO Lauren Seid UAD 11/05/04 Paul Seid TTEE and 740 shares held by SDM Irrevocable Trust FBO Andrew Seid UAD 11/05/04 Paul Seid TTEE
[F8]Common stock acquired prior to the date of October 23, 2014 in which the reporting person was required to report
[F9]Options granted pursuant to DecisionPoint Systems, Inc. 2014 Equity Incentive Plan

Documents

1 file

DecisionPoint Systems, Inc.

CIK 0001404433

Entity typeoperating

IncorporatedDE