4//SEC Filing
Li Yunfei 4
Accession 0001013762-23-003195
CIK 0001117171other
Filed
Oct 10, 8:00 PM ET
Accepted
Oct 11, 4:30 PM ET
Size
8.3 KB
Accession
0001013762-23-003195
Insider Transaction Report
Form 4
Li Yunfei
DirectorCEO and Secretary
Transactions
- Award
Restricted Share Units
2023-04-11+150,000→ 150,000 total→ Common Stock (150,000 underlying) - Award
Stock Option (right to buy)
2023-04-11+300,000→ 300,000 totalExercise: $0.95Exp: 2029-02-11→ Common Stock (300,000 underlying)
Footnotes (3)
- [F1]On April 11, 2023, pursuant to the CBAK Energy Technology, Inc. 2015 Equity Incentive Plan, the company granted 150,000 restricted share units (the "RSUs") to the Reporting Person. Each RSU represents a contingent right to receive one share of common stock.
- [F2]The RSUs vest in two equal installments on June 30 and December 31, 2023, respectively.
- [F3]On April 11, 2023, pursuant to the CBAK Energy Technology, Inc. 2015 Equity Incentive Plan, the company granted the Reporting Person an option to purchase 300,000 shares of common stock. The option will vest in four equal installments semi-annually with the first installment vesting on June 30, 2024.
Documents
Issuer
CBAK Energy Technology, Inc.
CIK 0001117171
Entity typeother
Related Parties
1- filerCIK 0001668641
Filing Metadata
- Form type
- 4
- Filed
- Oct 10, 8:00 PM ET
- Accepted
- Oct 11, 4:30 PM ET
- Size
- 8.3 KB