Home/Filings/4/0001013762-23-003533
4//SEC Filing

HOLUBIAK MYRON Z 4

Accession 0001013762-23-003533

CIK 0001506251other

Filed

Oct 11, 8:00 PM ET

Accepted

Oct 12, 4:15 PM ET

Size

24.6 KB

Accession

0001013762-23-003533

Insider Transaction Report

Form 4
Period: 2023-10-10
HOLUBIAK MYRON Z
DirectorVice Chairman
Transactions
  • Award

    Options to Purchase Common Stock

    2023-10-10+400,000400,000 total
    Exercise: $0.70Exp: 2033-10-10Common Stock (400,000 underlying)
Holdings
  • Options to Purchase Common Stock

    Exercise: $3.45Exp: 2027-09-13Common Stock (40,000 underlying)
    40,000
  • Warrant to Purchase Common Stock

    Exercise: $1.15Exp: 2024-08-14Common Stock (784,314 underlying)
    784,314
  • Warrant to Purchase Common Stock

    Exercise: $1.42Exp: 2024-04-05Common Stock (129,450 underlying)
    129,450
  • Options to Purchase Common Stock

    Exercise: $0.67Exp: 2029-10-08Common Stock (175,000 underlying)
    175,000
  • Options to Purchase Common Stock

    (indirect: See footnote)
    Exercise: $2.00Exp: 2031-07-22Common Stock (10,000 underlying)
    10,000
  • Options to Purchase Common Stock

    Exercise: $2.04Exp: 2031-10-11Common Stock (650,000 underlying)
    650,000
  • Common Stock

    1,992,243
  • Options to Purchase Common Stock

    Exercise: $8.10Exp: 2025-10-01Common Stock (26,667 underlying)
    26,667
  • Options to Purchase Common Stock

    Exercise: $1.62Exp: 2028-09-04Common Stock (150,000 underlying)
    150,000
  • Options to Purchase Common Stock

    Exercise: $2.00Exp: 2031-07-22Common Stock (300,000 underlying)
    300,000
  • Warrant to Purchase Common Stock

    Exercise: $0.77Exp: 2024-09-27Common Stock (558,597 underlying)
    558,597
  • Options to Purchase Common Stock

    Exercise: $1.01Exp: 2030-10-06Common Stock (200,000 underlying)
    200,000
  • Options to Purchase Common Stock

    (indirect: See footnote)
    Exercise: $2.04Exp: 2031-10-11Common Stock (15,000 underlying)
    15,000
  • Options to Purchase Common Stock

    Exercise: $1.25Exp: 2032-10-04Common Stock (400,000 underlying)
    400,000
Footnotes (11)
  • [F1]The warrant is fully vested and exercisable immediately.
  • [F10]The options were granted on October 4, 2022. The options will vest 1/3 on each of the one-year, two-year and three-year anniversary of the Vesting Commencement Date, provided that the Optionee provides Continuous Service to the Company as of each such vesting date.
  • [F11]The options were granted on October 10, 2023. The options will vest 1/3 on each of the one-year, two-year and three-year anniversary of the Vesting Commencement Date, provided that the Optionee provides Continuous Service to the Company as of each such vesting date.
  • [F2]The options vested in full On December 31, 2016.
  • [F3]The options vested in full on September 13, 2020.
  • [F4]The options vested in full on September 4, 2021.
  • [F5]The options vested in full on October 8, 2022.
  • [F6]The options vested in full on October 6, 2023.
  • [F7]The options were granted on July 22, 2021. The options will vest 1/3 on each of the one-year, two-year and three-year anniversary of the Vesting Commencement Date, provided that the Optionee provides Continuous Service to the Company as of each such vesting date.
  • [F8]The options are held by the Reporting Person's daughter. The Reporting Person disclaims beneficial ownership in these shares.
  • [F9]The options were granted on October 11, 2021. The options will vest 1/3 on each of the one-year, two-year and three-year anniversary of the Vesting Commencement Date, provided that the Optionee provides Continuous Service to the Company as of each such vesting date.

Documents

1 file

Issuer

Citius Pharmaceuticals, Inc.

CIK 0001506251

Entity typeother

Related Parties

1
  • filerCIK 0001199080

Filing Metadata

Form type
4
Filed
Oct 11, 8:00 PM ET
Accepted
Oct 12, 4:15 PM ET
Size
24.6 KB