4//SEC Filing
KELLEHER THOMAS J /ADV 4
Accession 0001013762-25-000739
CIK 0001464790other
Filed
Mar 17, 8:00 PM ET
Accepted
Mar 18, 9:30 PM ET
Size
10.3 KB
Accession
0001013762-25-000739
Insider Transaction Report
Form 4
KELLEHER THOMAS J /ADV
President
Transactions
- Disposition to Issuer
Common Stock
2025-03-14$4.16/sh−44,109$183,493→ 107,011 total
Holdings
- 902,288(indirect: See note)
Common Stock
- 34,118(indirect: See note)
Common Stock
- 5,600(indirect: By Spouse)
Common Stock
- 3,405(indirect: By daughter)
Common Stock
- 3,405(indirect: By daughter)
Common Stock
- 3,405(indirect: By daughter)
Common Stock
Footnotes (7)
- [F1]Represents the cash settlement on March 14, 2025 of restricted stock units (RSUs) granted on each of February 24, 2023 and March 4, 2024 under the B. Riley Financial, Inc. 2021 Stock Incentive Plan. Each RSU was settled for $4.16, the closing price per share of common stock of the Company on March 13, 2025.
- [F2]Held of record by Thomas J. Kelleher and wife as Trustees for the Kelleher Family Trust.
- [F3]Held by self-directed IRA: Thomas John Kelleher IRA.
- [F4]Held with dispositive power for wife.
- [F5]Held with dispositive power for a daughter.
- [F6]Held with dispositive power for a daughter.
- [F7]Held with dispositive power for a daughter.
Documents
Issuer
B. Riley Financial, Inc.
CIK 0001464790
Entity typeother
Related Parties
1- filerCIK 0000216309
Filing Metadata
- Form type
- 4
- Filed
- Mar 17, 8:00 PM ET
- Accepted
- Mar 18, 9:30 PM ET
- Size
- 10.3 KB