KELLEHER THOMAS J /ADV 4
4 · B. Riley Financial, Inc. · Filed Mar 18, 2025
Insider Transaction Report
Form 4
KELLEHER THOMAS J /ADV
President
Transactions
- Disposition to Issuer
Common Stock
2025-03-14$4.16/sh−44,109$183,493→ 107,011 total
Holdings
- 902,288(indirect: See note)
Common Stock
- 34,118(indirect: See note)
Common Stock
- 5,600(indirect: By Spouse)
Common Stock
- 3,405(indirect: By daughter)
Common Stock
- 3,405(indirect: By daughter)
Common Stock
- 3,405(indirect: By daughter)
Common Stock
Footnotes (7)
- [F1]Represents the cash settlement on March 14, 2025 of restricted stock units (RSUs) granted on each of February 24, 2023 and March 4, 2024 under the B. Riley Financial, Inc. 2021 Stock Incentive Plan. Each RSU was settled for $4.16, the closing price per share of common stock of the Company on March 13, 2025.
- [F2]Held of record by Thomas J. Kelleher and wife as Trustees for the Kelleher Family Trust.
- [F3]Held by self-directed IRA: Thomas John Kelleher IRA.
- [F4]Held with dispositive power for wife.
- [F5]Held with dispositive power for a daughter.
- [F6]Held with dispositive power for a daughter.
- [F7]Held with dispositive power for a daughter.