5//SEC Filing
DUNES HOTELS & CASINOS INC 5
Accession 0001014108-01-000075
CIK 0000024004operating
Filed
Apr 5, 8:00 PM ET
Accepted
—
Size
16.6 KB
Accession
0001014108-01-000075
Insider Transaction Report
Form 4
Transactions
- Purchase
Series B Preferred Stock
2000-08-11$20.00/sh+120$2,400→ 120 total - Purchase
Common Stock
2000-04-06$1.00/sh+500$500(indirect: (2) By GFS) - Purchase
Common Stock
2000-05-01$0.66/sh+5,000$3,280(indirect: (2) By GFS) - Purchase
Common Stock
2000-09-25$0.69/sh+2,500$1,719→ 903,922 total(indirect: (2) By GFS)
Footnotes (3)
- [1]The 120 shares of Series B preferred stock are beneficially owned directly by General Financial Services, Inc. ("GFS"). Steve Miller is the sole stockholder, officer and director of GFS and as a result beneficially owns the shares of Series B preferred stock beneficially owned by GFS.
- [2]The 903,922 shares of common stock are owned by GFS Acquisition Company, Inc. ("GFS Acquisitin"). GFS is the sole stockholder of GFS Acquisition. Mr. Miller is the sole director and officer of GFS Acquisition. GFS beneficially owns the 903,922 shares of common stock directy owned by GFS Acquisition as a result of its ownership of GFS Acquisition. Steve Miller beneficiarlly owns the 903,922 shares of common stock owned by GFS Acquisition as a result of his ownership of GFS and his position as the sole officer and director of GFS and GFS Acquisition.
- [3]The 3,000,000 shares of common stock are beneficiarlly owned directly by GFS. Steve Miller is the sole stockholder, officer and director of GFS and as a result beneficiarlly owns the shares of common stock beneficiarlly owned by GFS. /s/ Steve K. Miller April 5, 2001 -------------------------------------- ------------- Steve K. Miller Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). GENERAL FINANCIAL SERVICES, INC. Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. By: /s/ Steve K. Miller April 5, 2001 ----------------------------------- ------------- Steve K. Miller, President Date GFS Acquisition Company, Inc. By: /s/ Steve K. Miller April 5, 2001 ----------------------------------- ------------- Steve K. Miller Date Form 5 Reporting Person General Financial Services, Inc. Date of Event Requiring Statement Year 2000 Issuer Name Dunes Hotels and Casinos Inc. List of Other Joint Filers Names and Addresses Steve K. Miller; 8441 E. 32nd Street N, Wichita, Kansas 67226 GFS Acquisition Company, Inc., 8441 E. 32nd Street N, Wichita, Kansas 67226 -----END PRIVACY-ENHANCED MESSAGE-----
Issuer
DUNES HOTELS & CASINOS INC
CIK 0000024004
Entity typeoperating
IncorporatedNY
Related Parties
1- filerCIK 0000024004
Filing Metadata
- Form type
- 5
- Filed
- Apr 5, 8:00 PM ET
- Size
- 16.6 KB