DUCKWALL ALCO STORES INC 4

4 · DUCKWALL ALCO STORES INC · Filed Jun 18, 2004

Form 4

Period: 2004-06-17

SVP - Logistics/Administration

Transactions

Exercise/Conversion
Common Stock
2004-06-17$7.98/sh+150$1,197→ 8,080 total
Exercise/Conversion
Employee Stock Option (right to buy)
2004-06-17$7.98/sh−150$1,197→ 4,800 total
Exercise: $7.98Exp: 2004-11-22→ Common Stock (4,800 underlying)
Sale
Common Stock
2004-06-17$16.90/sh−4,800$81,120→ 3,130 total
Sale
Common Stock
2004-06-17$16.92/sh−150$2,538→ 7,930 total
Exercise/Conversion
Employee Stock Option (right to buy)
2004-06-17$7.98/sh−4,800$38,304→ 0 total
Exercise: $7.98Exp: 2004-11-22→ Common Stock (0 underlying)
Exercise/Conversion
Common Stock
2004-06-17$7.98/sh+4,800$38,304→ 3,130 total

Holdings

Employee Stock Option (right to buy)
Exercise: $12.50Exp: 2007-03-21→ Common Stock (3,200 underlying)
1,600
Common Stock
(indirect: See)
3,900
Employee Stock Option (right to buy)
Exercise: $7.94Exp: 2005-11-23→ Common Stock (2,155 underlying)
1,530

Footnotes (5)

[F1]Mr. Canfield owns options to purchase 5,355 shares of Common Stock. Of those options, 3,130 are currently exercisable.
[F2]Stock held with spouse in joint tenancy with right of survivorship.
[F3]The option vests in four equal annual installments beginning on November 23, 2000.
[F4]The option vests in four equal annual installments beginning on November 24, 2001.
[F5]The option vests in four equal annual installments beginning on March 21, 2003.

Documents

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