4//SEC Filing
DUCKWALL ALCO STORES INC 4
Accession 0001014108-04-000112
CIK 0000030302operating
Filed
Jun 17, 8:00 PM ET
Accepted
Jun 18, 11:46 AM ET
Size
17.5 KB
Accession
0001014108-04-000112
Insider Transaction Report
Form 4
CANFIELD TOM L JR
SVP - Logistics/Administration
Transactions
- Exercise/Conversion
Common Stock
2004-06-17$7.98/sh+150$1,197→ 8,080 total - Exercise/Conversion
Employee Stock Option (right to buy)
2004-06-17$7.98/sh−150$1,197→ 4,800 totalExercise: $7.98Exp: 2004-11-22→ Common Stock (4,800 underlying) - Sale
Common Stock
2004-06-17$16.90/sh−4,800$81,120→ 3,130 total - Sale
Common Stock
2004-06-17$16.92/sh−150$2,538→ 7,930 total - Exercise/Conversion
Employee Stock Option (right to buy)
2004-06-17$7.98/sh−4,800$38,304→ 0 totalExercise: $7.98Exp: 2004-11-22→ Common Stock (0 underlying) - Exercise/Conversion
Common Stock
2004-06-17$7.98/sh+4,800$38,304→ 3,130 total
Holdings
- 1,600
Employee Stock Option (right to buy)
Exercise: $12.50Exp: 2007-03-21→ Common Stock (3,200 underlying) - 3,900(indirect: See)
Common Stock
- 1,530
Employee Stock Option (right to buy)
Exercise: $7.94Exp: 2005-11-23→ Common Stock (2,155 underlying)
Footnotes (5)
- [F1]Mr. Canfield owns options to purchase 5,355 shares of Common Stock. Of those options, 3,130 are currently exercisable.
- [F2]Stock held with spouse in joint tenancy with right of survivorship.
- [F3]The option vests in four equal annual installments beginning on November 23, 2000.
- [F4]The option vests in four equal annual installments beginning on November 24, 2001.
- [F5]The option vests in four equal annual installments beginning on March 21, 2003.
Documents
Issuer
DUCKWALL ALCO STORES INC
CIK 0000030302
Entity typeoperating
IncorporatedKS
Related Parties
1- filerCIK 0000030302
Filing Metadata
- Form type
- 4
- Filed
- Jun 17, 8:00 PM ET
- Accepted
- Jun 18, 11:46 AM ET
- Size
- 17.5 KB