SELL NEIL I 4
4 · Black Ridge Oil & Gas, Inc. · Filed Sep 27, 2017
Insider Transaction Report
Form 4
SELL NEIL I
10% Owner
Transactions
- Exercise of In-Money
Common Stock
2017-09-08$0.01/sh+3,686,121$44,233→ 46,863,643 total(indirect: By Trust) - Exercise of In-Money
Common Stock
2017-09-08$0.01/sh+4,041,774$48,501→ 46,863,643 total(indirect: By Trust) - Purchase
Common Stock
2017-09-22$0.01/sh+8,000,293$96,004→ 46,863,643 total - Exercise of In-Money
Subscription Rights (right to buy)
2017-09-08−18,000,000→ 0 total(indirect: By Trust)Exercise: $0.01From: 2017-08-02Exp: 2017-09-08→ Common Stock (18,000,000 underlying) - Exercise of In-Money
Subscription Rights (right to buy)
2017-09-08−3,686,121→ 0 total(indirect: By Trust)Exercise: $0.01From: 2017-08-02Exp: 2017-09-08→ Common Stock (3,686,121 underlying) - Exercise of In-Money
Common Stock
2017-09-08$0.01/sh+18,000,000$216,000→ 46,863,643 total(indirect: By Trust) - Exercise of In-Money
Common Stock
2017-09-22$0.01/sh+1,521,198$18,254→ 46,863,643 total - Exercise of In-Money
Subscription Rights (right to buy)
2017-09-08−4,041,774→ 0 total(indirect: By Trust)Exercise: $0.01From: 2017-08-02Exp: 2017-09-08→ Common Stock (4,041,774 underlying) - Exercise of In-Money
Common Stock
2017-09-08$0.01/sh+3,686,139$44,234→ 46,863,643 total(indirect: By Trust) - Exercise of In-Money
Common Stock
2017-09-08$0.01/sh+4,041,783$48,501→ 46,863,643 total(indirect: By Trust) - Exercise of In-Money
Subscription Rights (right to buy)
2017-09-08−3,686,139→ 0 total(indirect: By Trust)Exercise: $0.01From: 2017-08-02Exp: 2017-09-08→ Common Stock (3,686,139 underlying) - Exercise of In-Money
Subscription Rights (right to buy)
2017-09-08−4,041,783→ 0 total(indirect: By Trust)Exercise: $0.01From: 2017-08-02Exp: 2017-09-08→ Common Stock (4,041,783 underlying) - Purchase
Warrant (right to buy)
2017-09-22+15,000→ 0 totalExercise: $0.01From: 2017-09-22Exp: 2022-09-22→ Common Stock (15,000 underlying) - Exercise of In-Money
Subscription Rights (right to buy)
2017-09-08−1,521,198→ 0 totalExercise: $0.01From: 2017-08-02Exp: 2017-09-08→ Common Stock (1,521,198 underlying)
Footnotes (1)
- [F1]The reporting person is the trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein.