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LEVINE GARY I 4

Accession 0001014776-03-000011

CIK 0000793040other
View on SEC.govCompany Profile

Filed

Nov 3, 7:00 PM ET

Accepted

Nov 4, 3:01 PM ET

Size

17.3 KB

Accession

0001014776-03-000011

Insider Transaction Report

Form 4
Period: 2003-11-04
ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INCECF
LEVINE GARY I
Other
Transactions
  • Exercise of In-Money

    Subscription Rights (Right to buy)

    2003-11-04−270→ 0 total
    Exercise: $7.76From: 2003-10-17Exp: 2003-11-19→ Common Stock (45 underlying)
  • Exercise of In-Money

    Common Stock

    2003-11-04$7.76/sh+49$380→ 338 total(indirect: By Trust)
  • Exercise of In-Money

    Common Stock

    2003-11-04$7.76/sh+45$349→ 311 total
  • Exercise of In-Money

    Subscription Rights (Right to buy)

    2003-11-04−294→ 0 total(indirect: By Trust)
    Exercise: $7.76From: 2003-10-17Exp: 2003-11-19→ Common Stock (49 underlying)
  • Exercise of In-Money

    Subscription Rights (Right to buy)

    2003-11-04−1,422→ 0 total(indirect: By Spouse)
    Exercise: $7.76From: 2003-10-17Exp: 2003-11-19→ Common Stock (237 underlying)
  • Exercise of In-Money

    Common Stock

    2003-11-04$7.76/sh+237$1,839→ 1,655 total(indirect: By Spouse)
Holdings

  • Common Stock

    (indirect: By Trust)
    162
Footnotes (6)
  • [F1]Based on an estimated subscription price per share of 95% of the average of the volume-weighted average sales prices of a share of the ECF's Common Stock on the American Stock Exchange ("AMEX") on October 14, 2003 and the four preceding trading days. The actual subscription price per share will be the lesser of 95% of (A) the net asset value per share of the ECF's Common Stock on the AMEX on November 20, 2003, or (B) the average of the volume-weighted average sales prices of a share of the ECF's Common Stock on the AMEX on November 20, 2003 and the four preceding trading days.
  • [F2]Includes 32 shares acquired on various dates in fiscal years 2001, 2002 and 2003 under the ECF dividend reinvestment plan.
  • [F3]Includes 163 shares acquired on various dates in fiscal years 2001, 2002 and 2003 under the ECF dividend reinvestment plan.
  • [F4]Includes 33 shares acquired on various dates in fiscal years 2001, 2002 and 2003 under the ECF dividend reinvestment plan.
  • [F5]Uniform Transfer to Minors Act NJ
  • [F6]Includes 17 shares acquired on various dates in fiscal years 2001, 2002 and 2003 under the ECF dividend reinvestment plan.

Documents

1 file

Issuer

ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC

CIK 0000793040

→
Entity typeother

Related Parties

1
  • filerCIK 0001183191

Filing Metadata

Form type
4
Filed
Nov 3, 7:00 PM ET
Accepted
Nov 4, 3:01 PM ET
Size
17.3 KB
View on SEC.gov