DINSMORE THOMAS H 4
4 · ELLSWORTH FUND LTD · Filed Jan 15, 2013
Insider Transaction Report
Form 4
DINSMORE THOMAS H
DirectorChairman and CEOOther
Transactions
- Gift
Share of Beneficial Interest
2013-01-11+1,000→ 1,662 total(indirect: By Trust)
Footnotes (3)
- [F1]This report is filed to report a gift to the reporting person's daughter.
- [F2]Includes 41.05 shares acquired on various dates in fiscal years 2008 through 2012 under the ECF dividend reinvestment plan. In addition, the reporting person is the direct beneficial owner of 62,453.559 additional shares, which shares include 9,898.667 shares acquired on various dates in fiscal years 2008 through 2012 under the ECF dividend reinvestment plan. In addition, the reporting person is the indirect owner of 5,079.755 shares owned by his wife, which include 885.179 shares acquired on various dates in fiscal years 2008 through 2012 under the ECF dividend reinvestment plan, and which shares the reporting person disclaims beneficial ownership of. This report shall not be deemed an admission that the reporting person was the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- [F3]New Jersey Uniform Transfers to Minors Act