ELLSWORTH FUND LTD·4

Jan 15, 8:42 PM ET

OKEEFFE JANE D 4

4 · ELLSWORTH FUND LTD · Filed Jan 15, 2013

Insider Transaction Report

Form 4
Period: 2013-01-11
OKEEFFE JANE D
DirectorPresident
Transactions
  • Gift

    Shares of Beneficial Interest

    2013-01-11+1,0002,087.58 total(indirect: By Trust)
  • Gift

    Shares of Beneficial Interest

    2013-01-11+1,0001,087.58 total(indirect: By Trust)
Footnotes (4)
  • [F1]This report is filed to report gifts to the reporting person's son and daughter.
  • [F2]Includes 171.58 shares acquired on various dates in fiscal years 2008 through 2012 under the ECF dividend reinvestment plan.
  • [F3]New Jersey Uniform Transfers to Minors Act.
  • [F4]Includes 171.58 shares acquired on various dates in fiscal years 2008 through 2012 under the ECF dividend reinvestment plan. In addition, the reporting person is the direct beneficial owner of 14,528.30 additional shares, which shares include 862.30 shares acquired on various dates in fiscal years 2008 through 2012 under the ECF dividend reinvestment plan.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT