FINNICAN SALLY J 4
4 · BANCROFT FUND LTD · Filed Feb 26, 2013
Insider Transaction Report
Form 4
FINNICAN SALLY J
Other
Transactions
- Sale
Shares of Beneficial Interest
2011-09-14$15.60/sh−500$7,800→ 1,500 total(indirect: By Trust) - Sale
Shares of Beneficial Interest
2011-07-22$17.22/sh−945$16,273→ 2,000 total(indirect: By Trust) - Sale
Shares of Beneficial Interest
2011-12-08$15.55/sh−1,000$15,550→ 516 total(indirect: By Trust) - Sale
Shares of Beneficial Interest
2012-03-30$16.65/sh−516$8,591→ 0 total(indirect: By Trust)
Footnotes (4)
- [F1]Includes 597 shares acquired on various dates in fiscal years 2003 through 2011 under the BCV dividend reinvestment plan.
- [F2]Connecticut Uniform Transfers to Minors Act.
- [F3]Includes 16 shares acquired on September 29, 2011 under the BCV dividend reinvestment plan.
- [F4]In addition, the reporting person is the direct beneficial owner of 4,976 shares, which include 1,052 shares acquired on various dates in fiscal years 2003 through 2012 under the BCV dividend reinvestment plan. She is also the indirect beneficial owner of 585 shares held by an UTMA trust for her son's benefit, which include 119 shares acquired on various dates in fiscal years 2003 through 2012 under the BCV dividend reinvestment plan.