Finnican Peter M 4
4 · BANCROFT FUND LTD · Filed Feb 27, 2013
Insider Transaction Report
Form 4
Finnican Peter M
Other
Transactions
- Sale
Shares of Beneficial Interest
2011-12-08$15.55/sh−1,000$15,550→ 516 total(indirect: By Trust) - Sale
Shares of Beneficial Interest
2012-03-30$16.65/sh−516$8,591→ 0 total(indirect: By Trust) - Sale
Shares of Beneficial Interest
2011-07-22$17.22/sh−945$16,273→ 2,000 total(indirect: By Trust) - Sale
Shares of Beneficial Interest
2011-09-14$15.60/sh−500$7,800→ 1,500 total(indirect: By Trust)
Footnotes (4)
- [F1]Includes 429 shares acquired on various dates in fiscal years 2007 through 2011 under the BCV dividend reinvestment plan.
- [F2]Connecticut Uniform Transfers to Minors Act.
- [F3]Includes 16 shares acquired on September 29, 2011 under the BCV dividend reinvestment plan.
- [F4]In addition, the reporting person is the direct beneficial owner of 4,976 shares, which include 769 shares acquired on various dates in fiscal years 2007 through 2012 under the BCV dividend reinvestment plan. He is also the indirect beneficial owner of 585 shares held by an UTMA (Connecticut Uniform Transfers to Minors Act) trust for his son's benefit, which include 88 shares acquired on various dates in fiscal years 2007 through 2012 under the BCV dividend reinvestment plan.