ELLSWORTH FUND LTD 4
4 · ELLSWORTH FUND LTD · Filed Jun 25, 2013
Insider Transaction Report
Form 4
DINSMORE THOMAS H
DirectorChairman and CEOOther
Transactions
- Purchase
Shares of Beneficial Interest
2013-06-24$7.48/sh+400$2,992→ 64,462.579 total - Purchase
Shares of Beneficial Interest
2013-06-24$7.47/sh+800$5,978→ 64,062.579 total
Footnotes (1)
- [F1]Includes 809.0197 shares acquired on various dates in fiscal year 2013 under the ECF dividend reinvestment plan. In addition, the reporting person is the indirect beneficial owner of 6,823.7018 additional shares. These additional shares consist of: (i) 5,161.7701 shares owned by his wife, which the reporting person disclaims beneficial ownership of. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Includes 82.0151 shares acquired on various dates in fiscal year 2013 under the ECF dividend reinvestment plan, and (ii) 1,661.9317 shares held by a New Jersey Uniform Transfers to Minors Act trust for his daughter's benefit.