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4//SEC Filing

BAUER JOSEPH W 4

Accession 0001015024-09-000015

CIK 0000060751other

Filed

Nov 12, 7:00 PM ET

Accepted

Nov 13, 2:37 PM ET

Size

10.0 KB

Accession

0001015024-09-000015

Insider Transaction Report

Form 4
Period: 2009-11-10
BAUER JOSEPH W
VP and General Counsel
Transactions
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2009-11-1010,00010,500 total
    Exercise: $39.44Exp: 2015-04-25Common Shares (10,000 underlying)
  • Sale

    Common Shares

    2009-11-10$72.52/sh10,000$725,20031,806 total
  • Exercise/Conversion

    Common Shares

    2009-11-10$39.44/sh+10,000$394,40041,806 total
Holdings
  • Common Shares

    (indirect: By 401(k))
    346.42
Footnotes (3)
  • [F1]This price represents the weighted average sale price of the common shares reported on this line. The range of sale prices for the transactions reported on this line is between $72.47 and $72.59. The reporting person hereby undertakes to provide upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
  • [F2]The amount of securities beneficially owned following the transaction includes common shares acquired pursuant to dividend reinvestment, exempt under Rule 16a-11.
  • [F3]These options vested in three installments as follows: 50% on April 25, 2006; 25% on April 25, 2007; and 25% on April 25, 2008.

Issuer

LUBRIZOL CORP

CIK 0000060751

Entity typeother

Related Parties

1
  • filerCIK 0001015024

Filing Metadata

Form type
4
Filed
Nov 12, 7:00 PM ET
Accepted
Nov 13, 2:37 PM ET
Size
10.0 KB