4//SEC Filing
BAUER JOSEPH W 4
Accession 0001015024-09-000016
CIK 0000060751other
Filed
Nov 17, 7:00 PM ET
Accepted
Nov 18, 3:59 PM ET
Size
10.1 KB
Accession
0001015024-09-000016
Insider Transaction Report
Form 4
BAUER JOSEPH W
VP and General Counsel
Transactions
- Exercise/Conversion
Common Shares
2009-11-18$39.44/sh+10,500$414,120→ 42,306 total - Exercise/Conversion
Employee Stock Option (right to buy)
2009-11-18−10,500→ 0 totalExercise: $39.44Exp: 2015-04-25→ Common Shares (10,500 underlying) - Sale
Common Shares
2009-11-18$76.07/sh−10,500$798,735→ 31,806 total
Holdings
- 346(indirect: By 401(k))
Common Shares
Footnotes (3)
- [F1]This price represents the weighted average sale price of the common shares reported on this line. The range of sale prices for the transactions reported on this line is between $75.97 and $76.115. The reporting person hereby undertakes to provide upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
- [F2]The amount of securities beneficially owned following the transaction includes deferred share units held in one or more deferred compensation plans of the issuer, which are payable in common shares, and common shares acquired pursuant to dividend reinvestment, exempt under Rule 16a-11.
- [F3]These options vested in three installments as follows: 50% on April 25, 2006, 25% on April 25, 2007, and 25% on April 25, 2008.
Documents
Issuer
LUBRIZOL CORP
CIK 0000060751
Entity typeother
Related Parties
1- filerCIK 0001015024
Filing Metadata
- Form type
- 4
- Filed
- Nov 17, 7:00 PM ET
- Accepted
- Nov 18, 3:59 PM ET
- Size
- 10.1 KB