NORWOOD LARRY D 4
4 · LUBRIZOL CORP · Filed Mar 18, 2010
Insider Transaction Report
Form 4
Transactions
- Exercise/Conversion
Common Shares
2010-03-17$27.77/sh+3,700$102,749→ 21,551 total - Sale
Common Shares
2010-03-17$90.00/sh−3,700$333,000→ 17,851 total - Exercise/Conversion
Non-Qualified Stock Option (Right to Buy)
2010-03-17−3,700→ 6,700 totalExercise: $27.77Exp: 2019-02-23→ Common Shares (3,700 underlying)
Holdings
- 1,873(indirect: By 401(k))
Common Shares
Footnotes (3)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2010, and effective February 24, 2010 through February 24, 2011.
- [F2]The amount of securities beneficially owned following the transaction includes deferred share units held in one or more deferred compensation plans of the issuer, which are payable in common shares, and common shares acquired pursuant to dividend reinvestment, exempt under Rule 16a-11.
- [F3]These options vest in three installments as follows: 50% on February 23, 2010, 25% on February 23, 2011, and 25% on February 23, 2012.