REYNOLDS LESLIE M 4
4 · LUBRIZOL CORP · Filed Sep 10, 2009
Insider Transaction Report
Form 4
REYNOLDS LESLIE M
Corporate Secretary
Transactions
- Exercise/Conversion
Common Shares
2009-09-08$30.36/sh+700$21,256→ 11,209 total - Sale
Common Shares
[F3]2009-09-08$67.50/sh−700$47,250→ 10,509 total - Exercise/Conversion
Common Shares
2009-09-09$30.36/sh+4,300$130,570→ 14,809 total - Sale
Common Shares
[F3][F1]2009-09-09$67.50/sh−4,300$290,250→ 10,509 total - Exercise/Conversion
Employee Stock Option (right to buy)
[F2]2009-09-08−700→ 4,300 totalExercise: $30.36Exp: 2011-03-26→ Common Shares (700 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
[F2]2009-09-09−4,300→ 0 totalExercise: $30.36Exp: 2011-03-26→ Common Shares (4,300 underlying)
Footnotes (3)
- [F1]The amount of securities beneficially owned following the transaction includes deferred share units held in one or more of the issuer's deferred compensation plans, which are payable in common shares, and common shares acquired pursuant to dividend reinvestment, exempt under Rule 16a-11.
- [F2]These options vested in three installments as follows: 50% on March 26, 2002, 25% on March 26, 2003, and 25% on March 26, 2004.
- [F3]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2009.
Signature
Benita R. Burton for Leslie M. Reynolds|2009-09-10