RANDALL LEWIS E 4
4 · E TRADE FINANCIAL Corp · Filed Nov 23, 2011
Insider Transaction Report
Form 4
RANDALL LEWIS E
Director
Transactions
- Sale
Common Stock
2011-11-21$8.35/sh−14,000$116,872→ 74,528 total(indirect: By Trust)
Footnotes (2)
- [F1]Sale of common stock pursuant to a Section 10b5-1 plan entered into on 06/08/11.
- [F2]Form 4s filed on behalf of Lewis Randall for transactions that took place earlier this year inadvertently omitted 85,735 shares that are still held by Mr. Randall, and are included in the total amount of securities reported herein. The Form 4s will be amended to correctly reflect Mr. Randall's total holdings.