Home/Filings/4/0001015780-12-000031
4//SEC Filing

Utton Nicholas 4

Accession 0001015780-12-000031

CIK 0001015780other

Filed

Feb 12, 7:00 PM ET

Accepted

Feb 13, 6:32 PM ET

Size

8.2 KB

Accession

0001015780-12-000031

Insider Transaction Report

Form 4
Period: 2012-02-09
Utton Nicholas
Chief Marketing Officer
Transactions
  • Award

    Common Stock

    2012-02-09+109,529296,063 total
  • Tax Payment

    Common Stock

    2012-02-10$9.15/sh4,026$36,838292,037 total
  • Tax Payment

    Common Stock

    2012-02-11$9.15/sh6,070$55,541285,967 total
Footnotes (3)
  • [F1]Restricted stock unit award will vest over 4 years, with 27,383 shares vesting on February 9, 2013; 27,382 shares vesting on February 9, 2014; 27,382 shares vesting on February 9, 2015; and the remaining 27,382 shares vesting on February 9, 2016.
  • [F2]Shares reported were withheld for payment of taxes associated with the vesting of approximately one-fourth of a grant of restricted stock originally made on February 10, 2011.
  • [F3]Shares reported were withheld for payment of taxes associated with the vesting of approximately one-third of a grant of restricted stock originally made on February 11, 2010.

Issuer

E TRADE FINANCIAL Corp

CIK 0001015780

Entity typeother

Related Parties

1
  • filerCIK 0001449493

Filing Metadata

Form type
4
Filed
Feb 12, 7:00 PM ET
Accepted
Feb 13, 6:32 PM ET
Size
8.2 KB