Utton Nicholas 4
4 · E TRADE FINANCIAL Corp · Filed Feb 13, 2012
Insider Transaction Report
Form 4
Utton Nicholas
Chief Marketing Officer
Transactions
- Award
Common Stock
2012-02-09+109,529→ 296,063 total - Tax Payment
Common Stock
2012-02-10$9.15/sh−4,026$36,838→ 292,037 total - Tax Payment
Common Stock
2012-02-11$9.15/sh−6,070$55,541→ 285,967 total
Footnotes (3)
- [F1]Restricted stock unit award will vest over 4 years, with 27,383 shares vesting on February 9, 2013; 27,382 shares vesting on February 9, 2014; 27,382 shares vesting on February 9, 2015; and the remaining 27,382 shares vesting on February 9, 2016.
- [F2]Shares reported were withheld for payment of taxes associated with the vesting of approximately one-fourth of a grant of restricted stock originally made on February 10, 2011.
- [F3]Shares reported were withheld for payment of taxes associated with the vesting of approximately one-third of a grant of restricted stock originally made on February 11, 2010.