Roessner Karl A 4
4 · E TRADE FINANCIAL CORP · Filed Feb 12, 2019
Insider Transaction Report
Form 4
Roessner Karl A
EVP & General Counsel
Transactions
- Sale
Common Stock
2019-02-12$47.70/sh−4,567$217,826→ 129,368 total - Tax Payment
Common Stock
2019-02-09$46.06/sh−5,484$252,579→ 175,092 total - Sale
Common Stock
2019-02-12$47.32/sh−41,157$1,947,393→ 133,935 total
Footnotes (4)
- [F1]Shares reported were withheld for payment of taxes associated with the vesting of approximately one-third of a grant of restricted stock originally made on February 9, 2018.
- [F2]Sale of Common Stock Pursuant to 10b5-1 Plan entered into on October 23, 2018.
- [F3]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $46.67 to $47.66, inclusive. The reporting person undertakes to provide to E*TRADE Financial Corporation, any security holder of E*TRADE Financial Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- [F4]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $47.665 to $47.735, inclusive. The reporting person undertakes to provide to E*TRADE Financial Corporation, any security holder of E*TRADE Financial Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.