Curcio Michael John 4
4 · E TRADE FINANCIAL CORP · Filed Sep 16, 2019
Insider Transaction Report
Form 4
Curcio Michael John
Managing Director, Americas
Transactions
- Sale
Common Stock
2019-09-13$45.18/sh−53,584$2,421,113→ 95,575 total - Tax Payment
Common Stock
2019-09-12$44.42/sh−43,431$1,929,205→ 149,159 total
Footnotes (3)
- [F1]Shares reported were withheld for payment of taxes associated with the vesting of approximately one-third of a grant of restricted stock units originally made on September 12, 2016.
- [F2]Sale of Common Stock pursuant to a 10b5-1 Plan entered into on December 13, 2018.
- [F3]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $44.83 to $45.54, inclusive. The reporting person undertakes to provide to E*TRADE Financial Corporation, any security holder of E*TRADE Financial Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.