Home/Filings/4/0001015780-19-000186
4//SEC Filing

Curcio Michael John 4

Accession 0001015780-19-000186

CIK 0001015780other

Filed

Sep 15, 8:00 PM ET

Accepted

Sep 16, 5:19 PM ET

Size

7.0 KB

Accession

0001015780-19-000186

Insider Transaction Report

Form 4
Period: 2019-09-12
Curcio Michael John
Managing Director, Americas
Transactions
  • Sale

    Common Stock

    2019-09-13$45.18/sh53,584$2,421,11395,575 total
  • Tax Payment

    Common Stock

    2019-09-12$44.42/sh43,431$1,929,205149,159 total
Footnotes (3)
  • [F1]Shares reported were withheld for payment of taxes associated with the vesting of approximately one-third of a grant of restricted stock units originally made on September 12, 2016.
  • [F2]Sale of Common Stock pursuant to a 10b5-1 Plan entered into on December 13, 2018.
  • [F3]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $44.83 to $45.54, inclusive. The reporting person undertakes to provide to E*TRADE Financial Corporation, any security holder of E*TRADE Financial Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Issuer

E TRADE FINANCIAL CORP

CIK 0001015780

Entity typeother

Related Parties

1
  • filerCIK 0001449738

Filing Metadata

Form type
4
Filed
Sep 15, 8:00 PM ET
Accepted
Sep 16, 5:19 PM ET
Size
7.0 KB