CONNECTICUT INNOVATIONS INC 3
3 · ARVINAS HOLDING COMPANY, LLC · Filed Sep 26, 2018
Insider Transaction Report
Form 3
CONNECTICUT INNOVATIONS INC
10% Owner
Holdings
Series A Preferred Stock
→ Common Stock (485,639 underlying)Series B Preferred Stock
→ Common Stock (211,258 underlying)Series C Preferred Stock
→ Common Stock (92,123 underlying)
Footnotes (3)
- [F1]The Series A Preferred Stock is convertible into Common Stock on a 3.25-for-one basis into the number of shares of Common Stock shown in Column 3 at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.
- [F2]The Series B Preferred Stock is convertible into Common Stock on a 3.25-for-one basis into the number of shares of Common Stock shown in Column 3 at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.
- [F3]The Series C Preferred Stock is convertible into Common Stock on a 3.25-for-one basis into the number of shares of Common Stock shown in Column 3 at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.