Home/Filings/4/0001016281-21-000059
4//SEC Filing

Brink Carl Benjamin 4

Accession 0001016281-21-000059

CIK 0001016281other

Filed

Feb 18, 7:00 PM ET

Accepted

Feb 19, 4:33 PM ET

Size

14.2 KB

Accession

0001016281-21-000059

Insider Transaction Report

Form 4
Period: 2021-02-17
Brink Carl Benjamin
Principal Financial Officer
Transactions
  • Award

    Stock Options

    2021-02-17+50,00050,000 total
    Exercise: $34.79Exp: 2031-02-17Common Stock (50,000 underlying)
Holdings
  • Common Stock

    (indirect: By Spouse)
    4,576
  • Common Stock

    19,282
  • Performance Award

    Exp: 2024-12-31Common Stock (13,974 underlying)
    13,974
  • Stock Options

    Exercise: $25.43Exp: 2028-02-14Common Stock (15,000 underlying)
    15,000
  • Stock Options

    Exercise: $26.54Exp: 2027-03-21Common Stock (34,900 underlying)
    34,900
  • Stock Options

    Exercise: $20.06Exp: 2026-02-23Common Stock (10,000 underlying)
    10,000
  • Stock Options

    Exercise: $22.58Exp: 2022-02-24Common Stock (22,000 underlying)
    22,000
Footnotes (6)
  • [F1]Stock Options granted on 2/17/2021 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan that will vest in equal 20% increments each year over the next five years. These options expire on 2/17/2031.
  • [F2]Represents performance awards, payable in shares on December 31, 2024 granted under the Carriage Services, Inc. 2017 Omnibus Incentive Plan. The award will vest (if at all) on December 31, 2024 provided that the Company's common stock reaches one of five pre-determined growth targets for a sustained period beginning on the grant date of May 19, 2020 and ending on December 31, 2024.
  • [F3]Stock Options granted pursuant to the Carriage Services, Inc. 2017 Omnibus Plan which vested 1/5 each year on 2/14/2019, 2/14/2020 and 2/14/2021 and 1/5 will vest each year on 2/14/2022 and 2/14/2023. The options expire on 2/14/2028.
  • [F4]Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested 1/5 each year on 3/21/2018, 3/21/2019 and 3/21/2020 and 1/5 will vest each year on 3/21/2021 and 3/21/2022. These stock options expire on 3/21/2027.
  • [F5]Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested 1/5 each year on 2/23/2017, 2/23/2018, 2/23/2019 and 2/23/2020 and 1/5 will vest on 2/23/2021. These stock options expire on 2/23/2026.
  • [F6]Stock Option grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 2/24/2016, 1/3 on 2/24/2017 and 1/3 on 2/24/2018. These stock options expire on 02/24/2022.

Issuer

CARRIAGE SERVICES INC

CIK 0001016281

Entity typeother

Related Parties

1
  • filerCIK 0001643336

Filing Metadata

Form type
4
Filed
Feb 18, 7:00 PM ET
Accepted
Feb 19, 4:33 PM ET
Size
14.2 KB