Blinderman Viki K 4

4 · CARRIAGE SERVICES INC · Filed Mar 12, 2021

Insider Transaction Report

Form 4

Period: 2021-03-10

CARRIAGE SERVICES INCCSV

Blinderman Viki K

Other

Transactions

Exercise/Conversion
Common Stock
2021-03-10$26.54/sh+27,920$740,997→ 53,509 total
Tax Payment
Common Stock
2021-03-10$36.79/sh−22,457$826,193→ 31,052 total
Exercise/Conversion
Common Stock
2021-03-10$25.43/sh+15,000$381,450→ 46,052 total
Tax Payment
Common Stock
2021-03-10$36.79/sh−11,740$431,915→ 34,312 total
Exercise/Conversion
Stock Options
2021-03-10$20.06/sh−12,000$240,720→ 0 total
Exercise: $20.06Exp: 2026-02-23→ Common Stock (12,000 underlying)
Exercise/Conversion
Common Stock
2021-03-10$22.58/sh+25,000$564,500→ 39,225 total
Tax Payment
Common Stock
2021-03-10$36.79/sh−18,285$672,705→ 20,940 total
Exercise/Conversion
Common Stock
2021-03-10$20.06/sh+12,000$240,720→ 32,940 total
Tax Payment
Common Stock
2021-03-10$36.79/sh−7,351$270,443→ 25,589 total
Exercise/Conversion
Stock Options
2021-03-10$22.58/sh−25,000$564,500→ 0 total
Exercise: $22.58Exp: 2022-02-24→ Common Stock (25,000 underlying)
Exercise/Conversion
Stock Options
2021-03-10$26.54/sh−27,920$740,997→ 6,980 total
Exercise: $26.54Exp: 2027-03-21→ Common Stock (27,920 underlying)
Exercise/Conversion
Stock Options
2021-03-10$25.43/sh−15,000$381,450→ 0 total
Exercise: $25.43Exp: 2028-02-14→ Common Stock (15,000 underlying)

Holdings

Performance Award
Exp: 2024-12-31→ Common Stock (13,974 underlying)
13,974

Footnotes (9)

[F1]Represents shares withheld on 3/10/2021 to cover the option price and tax liability associated with the exercise of stock options granted on 2/24/2015.
[F2]Represents shares withheld on 3/10/2021 to cover the option price and tax liability associated with the exercise of stock options granted on 2/23/2016.
[F3]Represents shares withheld on 3/10/2021 to cover the option price and tax liability associated with the exercise of stock options granted on 3/21/2017.
[F4]Represents shares withheld on 3/10/2021 to cover the option price and tax liability associated with the exercise of stock options granted on 2/14/2018.
[F5]Stock Option grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan granted on 2/24/2015. 25,000 vested options were exercised on 3/10/2021.
[F6]Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan granted on 2/23/2016. 12,000 vested options were exercised on 3/10/2021.
[F7]Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan granted on 3/21/2017 and 27,920 vested options were exercised on 3/10/2021. The remaining 6,980 options will vest on 3/21/2021.
[F8]Stock Options granted pursuant to the Carriage Services, Inc. 2017 Omnibus Plan granted on 2/14/2018. 15,000 vested options were exercised on 3/10/2021.
[F9]Represents performance awards, payable in shares on December 31, 2024 granted under the Carriage Services, Inc. 2017 Omnibus Incentive Plan. The award will vest (if at all) on December 31, 2024 provided that the Company's common stock reaches one of five pre-determined growth targets for a sustained period beginning on the grant date of May 19, 2020 and ending on December 31, 2024.

Documents

1 file

4
wf-form4_161558589229415.xmlPrimary
FORM 4