Elliott Paul Donald 4

Accession 0001016281-21-000164

CIK 0001016281other

View on SEC.gov Company Profile

Filed

Aug 9, 8:00 PM ET

Accepted

Aug 10, 5:52 PM ET

Size

18.3 KB

Accession

0001016281-21-000164

Insider Transaction Report

Form 4

Period: 2021-08-06

CARRIAGE SERVICES INCCSV

Elliott Paul Donald

Other

Transactions

Exercise/Conversion
Common Stock
2021-08-06$22.58/sh+18,832$425,227→ 44,156 total
Sale
Common Stock
2021-08-06$37.05/sh−5,119$189,659→ 25,350 total
Tax Payment
Common Stock
2021-08-06$37.06/sh−13,687$507,240→ 30,469 total
Exercise/Conversion
Stock Options
2021-08-06$22.58/sh−18,832$425,227→ 0 total
Exercise: $22.58Exp: 2022-02-24→ Common Stock (18,832 underlying)

Holdings

Stock Options
Exercise: $34.79Exp: 2031-02-17→ Common Stock (50,000 underlying)
50,000
Stock Options
Exercise: $25.43Exp: 2028-02-14→ Common Stock (16,610 underlying)
16,610
Performance Award
Exp: 2024-12-31→ Common Stock (13,974 underlying)
13,974
Common Stock
(indirect: By Spouse)
6,029
Stock Options
Exercise: $26.54Exp: 2027-03-21→ Common Stock (38,600 underlying)
38,600
Stock Options
Exercise: $20.06Exp: 2026-02-23→ Common Stock (17,300 underlying)
17,300

Footnotes (8)

[F1]Represents shares withheld on 8/6/2021 to cover the option price and taxes associated with the exercise of stock options.
[F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.94 to $37.33, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price.
[F3]Stock Options pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan. 38,000 options were granted on 2/24/2015 and 19,168 were previously exercised. The stock options were to expire on 2/24/2022.
[F4]Stock Options granted on 2/17/2021 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan that will vest in equal 20% increments each year over the next five years. These stock options expire on 2/17/2031.
[F5]Represents performance awards, payable in shares on December 31, 2024 granted under the Carriage Services, Inc. 2017 Omnibus Incentive Plan. The award will vest (if at all) on December 31, 2024 provided that the Company's common stock reaches one of five pre-determined growth targets for a sustained period beginning on the grant date of May 19, 2020 and ending on December 31, 2024.
[F6]Stock Options granted pursuant to Carriage Services, Inc. 2017 Omnibus Plan which vested 1/5 on 2/14/2019, 2/24/2020 and 2/14/2021 and will vest 1/5 on 2/14/2022 and 2/14/2023. These stock options will expire on 2/14/2028.
[F7]Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested 1/5 on 3/21/2018, 3/21/2019, 3/21/2020 and 3/21/2021 and 1/5 will vest on 3/21/2022. These stock options expire on 3/21/2027.
[F8]Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested 1/5 on 2/23/2017, 2/23/2018, 2/23/2019, 2/23/2020 and 2/23/2021. These stock options expire on 2/23/2026.

Documents

1 file

4
wf-form4_162863231172363.xmlPrimary
FORM 4

Issuer

CARRIAGE SERVICES INC

CIK 0001016281

→

Entity typeother

Related Parties

filerCIK 0001557459

Filing Metadata

Form type: 4
Filed: Aug 9, 8:00 PM ET
Accepted: Aug 10, 5:52 PM ET
Size: 18.3 KB

View on SEC.gov