4//SEC Filing
Elliott Paul Donald 4
Accession 0001016281-23-000080
CIK 0001016281other
Filed
May 24, 8:00 PM ET
Accepted
May 25, 6:04 PM ET
Size
19.6 KB
Accession
0001016281-23-000080
Insider Transaction Report
Form 4
Elliott Paul Donald
Other
Transactions
- Exercise/Conversion
Common Stock
2023-05-23$20.06/sh+17,300$347,038→ 51,173 total - Sale
Common Stock
2023-05-23$27.78/sh−3,894$108,175→ 33,891 total - Exercise/Conversion
Stock Options
2023-05-23$20.06/sh−17,300$347,038→ 0 totalExercise: $20.06Exp: 2026-02-23→ Common Stock (17,300 underlying) - Tax Payment
Common Stock
2023-05-23$27.43/sh−13,388$367,233→ 37,785 total
Holdings
- 38,600
Stock Options
Exercise: $26.54Exp: 2027-03-21→ Common Stock (38,600 underlying) - 6,029(indirect: By Spouse)
Common Stock
- 25,000
Stock Options
Exercise: $49.48Exp: 2032-02-23→ Common Stock (25,000 underlying) - 16,200
Stock Options
Exercise: $32.69Exp: 2033-02-22→ Common Stock (16,200 underlying) - 45,255
Performance Award
Exp: 2024-12-31→ Common Stock (45,255 underlying) - 50,000
Stock Options
Exercise: $34.79Exp: 2031-02-17→ Common Stock (50,000 underlying) - 16,610
Stock Options
Exercise: $25.43Exp: 2028-02-14→ Common Stock (16,610 underlying)
Footnotes (9)
- [F1]Represents shares withheld on 5/23/2023 to cover the option price and taxes associated with the exercise of stock options.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.60 to $27.94, inclusive. The reporting person undertakes to provide to theIssuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price.
- [F3]Stock Options granted on 2/23/2016 pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested in equal increments each year over five years beginning 2/23/2017. 17,300 options were exercised on 5/23/2023.
- [F4]Stock Options granted on 2/22/2023 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which will vest in equal increments each year over three years beginning 2/22/2024.
- [F5]Stock Options granted on 2/23/2022 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which will vest in equal increments each year over seven years beginning 2/23/2023.
- [F6]Represents maximum number of performance awards, payable in shares on December 31, 2024 granted under the Carriage Services, Inc. 2017 Omnibus Incentive Plan. The award will vest (if at all) on December 31, 2024 provided that the Company's common stock reaches one of five pre-determined targets for a sustained period beginning on the grant date and ending on December 31, 2024.
- [F7]Stock Options granted on 2/17/2021 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which will vest in equal increments each year over five years beginning 2/17/2022.
- [F8]Stock Options granted on 2/14/2018 pursuant to the Carriage Services, Inc. 2017 Omnibus Plan which vested in equal increments each year over five years beginning 2/14/2019.
- [F9]Stock Options granted on 3/21/2017 pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested in equal increments each year over five years beginning 3/21/2018.
Documents
Issuer
CARRIAGE SERVICES INC
CIK 0001016281
Entity typeother
Related Parties
1- filerCIK 0001557459
Filing Metadata
- Form type
- 4
- Filed
- May 24, 8:00 PM ET
- Accepted
- May 25, 6:04 PM ET
- Size
- 19.6 KB