4//SEC Filing
Phillips Shawn R 4
Accession 0001016281-24-000178
CIK 0001016281other
Filed
Nov 24, 7:00 PM ET
Accepted
Nov 25, 4:50 PM ET
Size
25.1 KB
Accession
0001016281-24-000178
Insider Transaction Report
Form 4
Phillips Shawn R
Other
Transactions
- Exercise/Conversion
Common Stock
2024-11-21$26.54/sh+10,000$265,400→ 95,605 total - Exercise/Conversion
Common Stock
2024-11-21$20.06/sh+2,680$53,761→ 85,605 total - Tax Payment
Common Stock
2024-11-21$38.82/sh−20,782$806,757→ 88,111 total - Exercise/Conversion
Stock Options
2024-11-21−10,000→ 28,600 totalExercise: $26.54Exp: 2027-03-21→ Common Stock (10,000 underlying) - Exercise/Conversion
Stock Options
2024-11-21−13,288→ 3,322 totalExercise: $25.43Exp: 2028-02-14→ Common Stock (13,288 underlying) - Sale
Common Stock
2024-11-21$38.96/sh−5,028$195,891→ 83,083 total - Exercise/Conversion
Common Stock
2024-11-21$25.43/sh+13,288$337,914→ 108,893 total - Exercise/Conversion
Stock Options
2024-11-21−2,680→ 7,020 totalExercise: $20.06Exp: 2026-02-23→ Common Stock (2,680 underlying)
Holdings
- 16,200
Stock Options
Exercise: $32.69Exp: 2033-02-22→ Common Stock (16,200 underlying) - 50,000
Stock Options
Exercise: $34.79Exp: 2031-02-17→ Common Stock (50,000 underlying) - 45,255
Performance Award
Exp: 2024-12-31→ Common Stock (45,255 underlying) - 26,100
Stock Options
Exercise: $24.48Exp: 2034-02-21→ Common Stock (26,100 underlying) - 25,000
Stock Options
Exercise: $49.48Exp: 2032-02-23→ Common Stock (25,000 underlying)
Footnotes (10)
- [F1]Represents shares withheld on 11/21/2024 to cover the option price and taxes associated with the exercise of stock options.
- [F10]Stock Options granted on 2/21/2024 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which will vest in equal increments each year over three years beginning 2/21/2025. These options expire on 2/21/2034.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.91 to $39.01 per share. The reporting person undertakes to provide Carriage Services, Inc., any security holder of Carriage Services, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- [F3]Stock Options granted on 2/23/2016 pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested in equal increments each year over five years beginning 2/23/2017. 2,680 options were exercised on 11/21/2024. These options expire on 2/23/2026.
- [F4]Stock Options granted on 3/21/2017 pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested in equal increments each year over five years beginning 3/21/2018. 10,000 options were exercised on 11/21/2024. These options expire on 3/21/2027.
- [F5]Stock Options granted on 2/14/2018 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which vested in equal increments each year over five years beginning 2/14/2019. 13,288 options were exercised on 11/21/2024. These options expire on 2/14/2028.
- [F6]Stock Options granted on 2/17/2021 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which will vest in equal increments each year over five years beginning 2/17/2022. These options expire on 2/17/2031.
- [F7]Represents performance awards, payable in shares on December 31, 2024 granted under the Carriage Services, Inc. 2017 Omnibus Incentive Plan. The award will vest (if at all) on December 31, 2024 provided that the Company's common stock reaches one of five pre-determined growth targets for a sustained period beginning on the grant date of May 19, 2020 and ending on December 31, 2024.
- [F8]Stock Options granted on 2/23/2022 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which will vest in equal increments each year over seven years beginning 2/23/2023. These options expire on 2/23/2032.
- [F9]Stock Options granted on 2/22/2023 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which will vest in equal increments each year over three years beginning 2/22/2024. These options expire on 2/22/2033.
Documents
Issuer
CARRIAGE SERVICES INC
CIK 0001016281
Entity typeother
Related Parties
1- filerCIK 0001427418
Filing Metadata
- Form type
- 4
- Filed
- Nov 24, 7:00 PM ET
- Accepted
- Nov 25, 4:50 PM ET
- Size
- 25.1 KB