4//SEC Filing
BERNER EDGAR F 4
Accession 0001017712-04-000001
CIK 0001017712other
Filed
Jan 15, 7:00 PM ET
Accepted
Jan 16, 2:36 PM ET
Size
14.1 KB
Accession
0001017712-04-000001
Insider Transaction Report
Form 4
BERNER EDGAR F
Director
Transactions
- Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2004-01-14$30.63/sh−703$21,533→ 0 totalExercise: $2.64From: 2000-06-01Exp: 2009-06-01→ Common Stock (703 underlying) - Exercise/Conversion
Common Stock
2004-01-14$2.64/sh+703$1,856→ 5,916 total - Sale
Common Stock
2004-01-14$30.63/sh−703$21,533→ 5,213 total - Exercise/Conversion
Common Stock
2004-01-14$5.97/sh+8,437$50,369→ 13,650 total - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2004-01-14$30.63/sh−8,437$258,425→ 4,219 totalExercise: $5.97From: 2001-06-28Exp: 2010-06-28→ Common Stock (8,437 underlying) - Sale
Common Stock
2004-01-14$30.63/sh−8,437$258,425→ 5,213 total
Holdings
- 46,905(indirect: By Trust)
Common Stock
Footnotes (1)
- [F1]This note relates to Mr. Edgar Berner's beneficial ownership (should be in column 5) Beneficial Ownership includes 4,000 shares held by the Julia A. Berner Trust, of which Mr. Berner's wife is the trustee. The remainder of the Indirect shares are held in trust by Mr. Edgar Berner. Beneficial Ownership also includes direct ownership of 3,475 shares consisting of Restricted Stock awarded to Mr. Berner on 3/6/2001 (1,587 shares fully vested), 6/13/2002 (936 shares fully vested) and 6/12/2003 (952 shares will fully vest on 6/12/2004) .
Documents
Issuer
HOT TOPIC INC /CA/
CIK 0001017712
Entity typeother
Related Parties
1- filerCIK 0001247932
Filing Metadata
- Form type
- 4
- Filed
- Jan 15, 7:00 PM ET
- Accepted
- Jan 16, 2:36 PM ET
- Size
- 14.1 KB