MCGINTY JIM 4
4 · HOT TOPIC INC /CA/ · Filed Mar 13, 2012
Insider Transaction Report
Form 4
MCGINTY JIM
Chief Financial Officer
Transactions
- Exercise/Conversion
Common Stock
2012-03-09$4.75/sh+25,000$118,750→ 58,423 total - Sale
Common Stock
2012-03-09$10.04/sh−25,000$251,095→ 33,423 total - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2012-03-09−25,000→ 50,000 totalExercise: $4.75From: 2009-03-26Exp: 2018-03-26→ Common Stock (25,000 underlying)
Footnotes (4)
- [F1]The shares described above were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 30, 2011.
- [F2]Includes shares acquired pursuant to the Company's Employee Stock Purchase Plan.
- [F3]This transaction was executed in multiple trades at prices ranging from $9.89 to $10.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4]The option vests 25% one year after the date of grant and 6.25% at the end of each quarter thereafter.