COOK GERALD 4
4 · HOT TOPIC INC /CA/ · Filed Jan 10, 2013
Insider Transaction Report
Form 4
COOK GERALD
Chief Operating Officer
Transactions
- Exercise/Conversion
Common Stock
2013-01-09$9.56/sh+16,907$161,631→ 33,192 total - Sale
Common Stock
2013-01-09$11.00/sh−16,907$186,056→ 16,285 total - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2013-01-09−16,907→ 82,650 totalExercise: $9.56From: 2010-03-18Exp: 2019-03-18→ Common Stock (16,907 underlying)
Footnotes (3)
- [F1]The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 21, 2012.
- [F2]This transaction was executed in multiple trades at prices ranging from $11.00 to $11.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F3]25% of the shares subject to the stock option vested one year from the date of grant, and 6.25% of the shares vest quarterly thereafter.